Daniel Donner Email & Phone Number

New York, New York, United States

• Manage KYC assignments, including the annual review of fixed income and equity brokers, onboarding new brokers and portfolios, updating AUM/NAV data and responding to client inquiries.
• Led creation of Company Portfolio Master Document to bring transparency to key data elements to support Compliance activities across functions.
• Conduct research and compile data to support preparation of 13F and 13G SEC filings.
• Support special assignments on insider trading, trade exceptions and SMA account compliance.

Washington, District Of Columbia, United States

• Conducted research and briefed Chamber leadership on key policy issues, including payment for order flow, initial public offerings, ESG, and artificial intelligence
• Participated in meetings with Capitol Hill staffers to educate them on public policy issues
• Conducted research and updated Salesforce database with key stakeholder outreach information
• Helped coordinate and manage in-person events, briefings, and meetings

Bachelor'S Degree, Finance, General

High School Diploma