Daniel Donner Email & Phone Number

New York, New York, United States

• Manage KYC assignments, including the annual review of fixed income and equity brokers, onboarding new brokers and portfolios, updating AUM/NAV data and responding to client inquiries.• Led creation of Company Portfolio Master Document to bring transparency to key data elements to support Compliance activities across functions.• Conduct research and compile data to support preparation of 13F and 13G SEC filings.• Support special assignments on insider trading, trade exceptions and SMA account compliance.

Washington, District Of Columbia, United States

• Conducted research and briefed Chamber leadership on key policy issues, including payment for order flow, initial public offerings, ESG, and artificial intelligence• Participated in meetings with Capitol Hill staffers to educate them on public policy issues• Conducted research and updated Salesforce database with key stakeholder outreach information• Helped coordinate and manage in-person events, briefings, and meetings

Bachelor'S Degree, Finance, General

High School Diploma