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@tradition.com
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3 phones found area 516, 212, and 800
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LinkedIn matched
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Daniel Glatter is listed as Chief Compliance Officer - Bloomberg SEF at Bloomberg LP, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at tradition.com, phone signal with area code 516, 212, 800, and a matched LinkedIn profile for Daniel Glatter.
Daniel Glatter previously worked as Chief Compliance Officer - Bloomberg SEF LLC at Bloomberg Lp and General Counsel [Tradition SEF Inc.] & Senior Regulatory Counsel [Tradition North America] at Compagnie Financiere Tradition. Daniel Glatter holds Doctor Of Law (Jd) from Maurice A. Deane School Of Law At Hofstra University.
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AeroLeads found 1 current-domain work email signal for Daniel Glatter. Compare company email patterns before reaching out.
Specialties: Sales and trading matters in all manner of fixed income and equities products including exchange traded futures, OTC and exchange traded swaps, cash and equity options and derivatives. Also highly familiar with all areas of brokerage, clearing, operations and compliance matters for these products. Knowledge of Commodity Exchange Act, '34 Act, '40 Act and FINRA & NFA rules and regulations. Arbitration, litigation, corporate transactions and contract review experience. Also skilled at handling regulatory investigations, inquiries, policies and procedures, international and cross border trading, hedge fund trading, prime brokerage, wealth management/retail securities and legal research.
Listed skills include Securities, Derivatives, Equities, Electronic Trading, and 12 others.
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New York, NY, US
Chief Compliance Officer of Bloomberg SEF LLC and compliance counsel for Bloomberg index products, valuation, market intelligence and related Bloomberg media businesses.
New York, NY, US
Head of compliance for the BNY Mellon Markets. Coverage includes global FX sales and trading, derivatives trading, custody services, collateral services, securities lending, securities finance and related global markets businesses. Responsible for management and oversight of the Bank's swap dealing activities, including the development of policies.
New York, NY, US
General Counsel to a global swaps and derivatives SEF formed under Dodd Frank. Also serve as Deputy General Counsel to the SEF's parent company. Advise on all aspects of Dodd Frank implementation and planning, including application for approval as a CFTC and SEC registered swap execution facility as well application for designated contract market status..
New York, NY, US
In-house consulting counsel to NYSE Liffe US. Assisted with CFTC and SEC regulatory approvals for New York Portfolio Clearing, a joint venture with the Fixed Income Clearing Corporation for approval as a Derivatives Clearing Organization to clear interest rate futures and options. Developed market making program agreements and advised and assisted with.
New York, New York, US
General Counsel to a newly formed quantitative strategies trading firm. Directed the steps to commence operations including new entity formation and structuring, review and negotiation of prime brokerage, clearing and ISDA documentation as well as approval as a registered SEC broker-dealer. Reviewed commercial agreements including electronic trading.
Montreal, QC, CA
Advised on matters for the OTC, international, derivatives, portfolio trading, and direct market access trading desks. Researched and reviewed SEC, CFTC and SRO regulations and worked closely with compliance professionals in the implementation and strategic planning for upcoming rule changes. Handled targeted regulatory inquiries and examinations by FINRA.
Nanterre, Ile-de-France, FR
Sales and trading compliance officer. Managed team of surveillance analysts; responded to inquiries and examinations; reviewed all branch offices to assure compliance with FINRA Rules as well as Dept. of Justice consent decree for heightened supervision; drafted policies and procedures; worked closely with technology groups on all rule changes and the.
Quick answers generated from the profile data available on this page.
Daniel Glatter works for Bloomberg LP.
Daniel Glatter is listed as Chief Compliance Officer - Bloomberg SEF at Bloomberg LP.
AeroLeads has found 1 work email signal at @tradition.com for Daniel Glatter at Bloomberg LP.
AeroLeads has found 3 phone signal(s) with area code 516, 212, 800 for Daniel Glatter at Bloomberg LP.
Daniel Glatter is based in New York City Metropolitan Area, United States, United States while working with Bloomberg LP.
Daniel Glatter has worked for Bloomberg Lp, Compagnie Financiere Tradition, Bny Mellon, Gfi Group, and Nyse.
You can use AeroLeads to view verified contact signals for Daniel Glatter at Bloomberg LP, including work email, phone, and LinkedIn data when available.
Daniel Glatter holds Doctor Of Law (Jd) from Maurice A. Deane School Of Law At Hofstra University.
Daniel Glatter is listed with skills including Securities, Derivatives, Equities, Electronic Trading, Fixed Income, Hedge Funds, Options, and Litigation.
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