Compliance Manager (Consultant)
CurrentWorking with the Directors & Compliance Officer to Implement Compliance & Operations enhancements throughout the business to facilitate future growth.
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@turnerpope.com
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Daniel Harris is listed as Compliance Manager (Consultant) at TURNER POPE INVESTMENTS (TPI) LTDDirector Exponential Solutions Limited at TURNER POPE INVESTMENTS (TPI) LTD, a company with 13 employees, based in Greater London, England, United Kingdom. AeroLeads shows a work email signal at turnerpope.com and a matched LinkedIn profile for Daniel Harris.
Daniel Harris previously worked as Compliance Manager (Consultant) at Turner Pope Investments (Tpi) Ltd and Founder & Director at Exponential Solutions Limited. Daniel Harris holds Risk In Financial Services from Chartered Institute For Securities And Investment.
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Daniel Harris is a Compliance Manager (Consultant) at TURNER POPE INVESTMENTS (TPI) LTDDirector Exponential Solutions Limited at TURNER POPE INVESTMENTS (TPI) LTD. He possess expertise in fx options, trading, derivatives.
Listed skills include Fx Options, Trading, and Derivatives.
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London, United Kingdom
Working with the Directors & Compliance Officer to Implement Compliance & Operations enhancements throughout the business to facilitate future growth.
London, United Kingdom
Management Consultants - Financial Services Operations;-Business Structure & Operational Review-Regulation & Compliance Implementation -Business SYSC Review-Business Plan & Strategic Direction Consultation -Management Information-Review of Board Composition & Effectiveness
London, United Kingdom
Supporting the Investment Team, working specifically on;-FCA Applications-FCA Communications -Complaint Handling-FOS Communications-Compliance Framework Remedial Works
London, United Kingdom
Holder of CF1, CF10, CF11 & CF30 -Commercial Development & Strategy-Compliance Oversight & Regulatory Communications -Infrastructure Development-Business Risk Analysis-T&C Development & Implementation
-Compliance Oversight & Regulatory Communications-Implement Commercial Development Strategy-Establish and maintain appropriate SYSC-Monitor, measure and report on operational issues-Awareness and knowledge of contemporary operational development theory
Other employees you can reach at turnerpope.com. View company contacts for 13 employees →
James Pope
Colleague at Turner Pope Investments (Tpi) LtdGreater London, England, United Kingdom, United Kingdom
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Andrew Thacker
Colleague at Turner Pope Investments (Tpi) LtdGreater London, England, United Kingdom, United Kingdom
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Craig Tedore
Colleague at Turner Pope Investments (Tpi) LtdRawreth, England, United Kingdom, United Kingdom
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Barry Gibb
Colleague at Turner Pope Investments (Tpi) LtdGreater London, England, United Kingdom, United Kingdom
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November 2014 - Significant Influence Functions (SIFs) - what you need to know October 2015 - Client Assets and Client Money (CASS).
CISI Professional Education
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Daniel Harris works for TURNER POPE INVESTMENTS (TPI) LTD.
Daniel Harris is listed as Compliance Manager (Consultant) at TURNER POPE INVESTMENTS (TPI) LTDDirector Exponential Solutions Limited at TURNER POPE INVESTMENTS (TPI) LTD.
AeroLeads has found 1 work email signal at @turnerpope.com for Daniel Harris at TURNER POPE INVESTMENTS (TPI) LTD.
Daniel Harris is based in Greater London, England, United Kingdom while working with TURNER POPE INVESTMENTS (TPI) LTD.
Daniel Harris has worked for Turner Pope Investments (Tpi) Ltd, Exponential Solutions Limited, Thistle Initiatives Group, Octafx Uk Limited, and H2O Markets.
Daniel Harris's colleagues at TURNER POPE INVESTMENTS (TPI) LTD include James Pope, Andrew Thacker, Craig Tedore, and Barry Gibb.
You can use AeroLeads to view verified contact signals for Daniel Harris at TURNER POPE INVESTMENTS (TPI) LTD, including work email, phone, and LinkedIn data when available.
Daniel Harris holds Risk In Financial Services from Chartered Institute For Securities And Investment.
Daniel Harris is listed with skills including Fx Options, Trading, and Derivatives.
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