Daniel Hess Email & Phone Number

Experienced, dedicated and driven accounting executive with a demonstrated history of accomplishment in the financial services industry. Skilled in Fund Accounting and Administration, Financial Reporting, Regulatory Reporting, Internal Controls, Auditing, Financial Analysis and Expense Management. Manages both internal and third party teams responsible for accounting and reporting for 19 investment fund programs with ~45 portfolios totaling ~$80 billion, each have always received clean opinions. Regularly interact with external auditors, lawyers, bankers, rating agencies and other vendors, as well as internal marketing, trading, compliance and operations teams. Work regularly with wide range of individuals from board members and executives to junior staff.Over a decade of experience as an SEC Mutual Fund officer and as a FINRA principal. Served as FinOp of our firms broker/dealer subsidiary until it was acquired by U.S. Bank and formerly also managed IA/BD compliance. Big 4 auditing experience. Significant leading role in multiple business acquisitions, fund mergers and reorganizations.Licensed CPA in Pennsylvania and FINRA 6, 26, 28, 51 and 63 licenses. Bachelor of Science in Accounting with MIS Minor from Penn State University.

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  Penn State University

  Accounting