Daniel Kerl Email & Phone Number

Salt Lake City, Utah, United States

South Jordan, UT

Salt Lake City, UT

• Private Wealth Management Operations Managed cross regional data remediation team responsible for delivering data clean-up and enhancement initiatives to support the firm’s data infrastructure. Utilized Subject Matter.
• Confirmed and updated the investment risk profile for $10M key clients that aligned profiles to match risk objectives.
• Reduced review time by 50% by implementing a new client data confirmation process.
• Conceptualized and executed transition of existing account data that aligned with new system requirements outlined by Operations and Business Management.
• Implemented a data remediation dashboard that facilitated collaboration with wealth management professionals, Legal, and Compliance to adhere with regulatory guidelines and satisfy the requests of high net worth clients.
• Balanced $750K operational budget that ensured proper allocation of resources for tactical and strategic client data initiatives.

Salt Lake City, UT

• Tax OperationsExecuted and managed the analysis and reconciliation of large data sets to ensure accurate and efficient reporting for transactional tax data. Collaborated with institutional sales teams and wealth.
• Developed requirements and implemented strategic enhancements that increased Straight Through Processing (STP) by 90% and reduced headcount for cost basis transfer work flows saving the company in excess of $300K.
• Implemented workflows that supported new IRS regulations, industry record layouts and ensured regulatory compliance.
• Identified and on-boarded vendor services that supported client directed service requests and saved $200K annually.

Melville, New York

Licensed Financial Advisor providing investment and insurance strategies to families and small businesses. Educated customers on investment products and customized solutions to meet their needs. Produced new business via telephone, networking, and other lead sources. Facilitated in-home and seminar presentations detailing policy guidelines and benefits.