Daniel Lilly Email & Phone Number

Greater New York City Area

PennHaven Brokerage Partners is an adaptive, institutional trading solution for asset managers and RIAs of all sizes. We offer fully customizable solutions to meet the compliance and reporting demands of our clients while achieving best execution for our partners.

Greater New York City Area

✧ Built and maintained a base of quality, commission-generating clients including 3 of the firm's top customers.✧ Achieved consistent high year-over-year commission growth by expanding existing clients and acquiring new business through referrals and relationship-building.✧ Setting up Transaction cost analysis (TCA) reports to clients’ specifications, allowing greater transparency into the effectiveness of transactions and significantly lowering trading costs.✧ Specializing in Real Estate Investment Trusts (REITs), technology shares, options, and derivatives.✧ Offering an uncompromisingly high standard of service.✧ Responsible for induction of new traders and training on company policies, procedures, and systems.

Greater New York City Area

✧ Led the incorporation of Greenwich Prime Trading Group into Weeden.✧ Integrated systems: network, new order management, vendor systems, and clearing operations; oversaw the switch to the new provider.✧ Collaborated with C-level executives to coordinate risk management and operational controls.

Greater New York City Area

✧ Founded the firm together with 3 partners.✧ Responsible for the entire technology setup: chose tech providers, selected vendors, and implemented systems.✧ Supervised overall P&L and applied solutions that greatly reduced fixed expenses and avoided costly errors.✧ Oversaw the continuing efficiency of systems.✧ Built a loyal client base, some of whom I service to this day.✧ Led a smooth and effective wind-down, successfully navigating FINRA’s strict regulatory requirements (reports, return of deposits, fund distribution, legal and compliance etc).

Greater New York City Area

𝘛𝘩𝘦 𝘧𝘪𝘳𝘴𝘵 𝘖𝘶𝘵𝘴𝘰𝘶𝘳𝘤𝘦𝘥 𝘛𝘳𝘢𝘥𝘪𝘯𝘨 𝘖𝘱𝘦𝘳𝘢𝘵𝘪𝘰𝘯 𝘰𝘯 𝘞𝘢𝘭𝘭 𝘚𝘵𝘳𝘦𝘦𝘵.✧ Learned the skills of an Outsourced Trader and became adept in navigating the privileged position of a buy-side trader also relates to the sell-side.✧ Executed spread and derivative orders on a daily basis.✧ Managed account balances.✧ Priced transactions and determined client needs. ✧ Became familiar with the systems required in Outsourced Trading.✧ Established a client base.

Greater New York City Area