Daniel Macewen Email & Phone Number

New York, NY, US

New York, New York

• Moderate risk assessment workshops with risk management owners to assist them in the identification, rating, and mitigation of key risk exposures within their respective business units
• Assist vendor managers in their completion and monitoring of their respective vendors through the use an automated system
• Proposed and aligned the Bank’s ERM framework to COSO’s ERM – Integrated Framework and proposed update to Department Procedures
• Developed several training presentations, such as ERM Awareness, Risk Appetite Framework, Volcker Rule Compliance
• Authored two whitepapers: “A Look Into KPIs” and “What is Residual Risk”
• Developed the ERM – Operational Risk Department Mission Statement

• Performed IT audits in the following areas: IT Applications, SDLC, IT SOX & ERM, and Business Continuity
• Assisted Senior Management in validating regulatory issues
• Performed special reviews requested by Bank and Audit Management utilizing data analytics
• Provided assistance to external accounting firm and various state/federal supervisory authorities
• Completed audit working papers in accordance with the International Standards for the Professional Practice of Internal Auditing
• Notable Audits/Consulting: Enterprise Risk Management, IT SOX Report Validation, DFAST Data Validation including filing

- Appraise the effectiveness and efficiency of administrative and financial controls and reliability of data that is developed within the Bank- Evaluate and contribute to the improvement of risk management, control, and governance processes throughout the Bank- Determine accuracy and reliability of accounting data- Evaluate the sufficiency of and adherence.

- Established new accounts (including IRAs and Dow Jones Index CDs)- Courteously provided information on banking services- Trained and supervised new customer service representatives- Issued and monitored maintenance of accounts- Inspected daily legal updates- Member of Robbery Task Force- Generated daily management reports- Won numerous cross-selling awards

Generated purchase orders for athletic office; including 18 teamsCourteously answered phones for; Efficiently and accurately filed office documents

Bachelor Of Science, Business, Management & Finance

Business Management

Member of their Division I Baseball team