Daniel Macewen Email & Phone Number

New York, Ny, Us

New York, New York

• Moderate risk assessment workshops with risk management owners to assist them in the identification, rating, and mitigation of key risk exposures within their respective business units• Assist vendor managers in their completion and monitoring of their respective vendors through the use an automated system• Proposed and aligned the Bank’s ERM framework to COSO’s ERM – Integrated Framework and proposed update to Department Procedures• Developed several training presentations, such as ERM Awareness, Risk Appetite Framework, Volcker Rule Compliance• Authored two whitepapers: “A Look Into KPIs” and “What is Residual Risk”• Developed the ERM – Operational Risk Department Mission Statement• Played key role in the implementation of the ERM automated system• Developed “how to” guides for critical functions within the new automated system

• Performed IT audits in the following areas: IT Applications, SDLC, IT SOX & ERM, and Business Continuity• Assisted Senior Management in validating regulatory issues• Performed special reviews requested by Bank and Audit Management utilizing data analytics• Provided assistance to external accounting firm and various state/federal supervisory authorities• Completed audit working papers in accordance with the International Standards for the Professional Practice of Internal Auditing• Notable Audits/Consulting: Enterprise Risk Management, IT SOX Report Validation, DFAST Data Validation including filing

- Appraise the effectiveness and efficiency of administrative and financial controls and reliability of data that is developed within the Bank- Evaluate and contribute to the improvement of risk management, control, and governance processes throughout the Bank- Determine accuracy and reliability of accounting data- Evaluate the sufficiency of and adherence to Bank policies and procedures, as well as adherence to governmental laws and regulations- Ascertain the adequacy of controls for safeguarding Bank assets and, when appropriate, verify the existence of assets- Perform special reviews requested by Bank Management or the Board of Trustees- Provide assistance to external accounting firm and various state/federal supervisory authorities- Perform data mining and analysis for audit group- Responsible for training staff on all new applications and data analytic techniques - Played key role in implementing continuous auditing within audit group- Selected to Board of Trustees' Long Term Strategic Management: CIF Project Team

- Established new accounts (including IRAs and Dow Jones Index CDs)- Courteously provided information on banking services- Trained and supervised new customer service representatives- Issued and monitored maintenance of accounts- Inspected daily legal updates- Member of Robbery Task Force- Generated daily management reports- Won numerous cross-selling awards

Generated purchase orders for athletic office; including 18 teamsCourteously answered phones for; Efficiently and accurately filed office documents

Bachelor Of Science, Business, Management & Finance

Business Management

Member of their Division I Baseball team