Daniel Malone Email & Phone Number

Concord, Nc, Us

Charlotte, North Carolina, United States

Supporting second-line Enterprise Change Risk Management and Product and Services Risk Management governance and oversight program buildout

Wealth And Investment Management (Wim), Global Solutions And Administration Team

Led the first-line Global Delivery Activity Risk Program for Wealth Investment Management (WIM):o Created and managed WIM group level risk policies, procedures and controls to ensure compliance with Enterprise Global Delivery policy requirements.o Acted as GDA Risk primary engagement point with stakeholders from WIM lines of business, Legal, Compliance, Operational Risk Business Oversight, Technology, Controls, Wells Fargo India & Philippines, Global Delivery Enablement and the Global Solutions Program Office (GSPO).o Identified and escalated areas of risk with WIM offshore processes and provided program guidance and oversight for WIM line of business Global Delivery Activity risk teamso Developed process level controls as part of RCSA planning.o Improved Audit Effectiveness through the duration of the programo Represented the WIM GSPO as subject matter expert in Global Delivery related project activity (Issues Management, Corrective Actions, Risk and Control Self-Assessment, Global Delivery Activity Risk Community of Practice (lead)).Supported the WIM Major Initiative Risk Review Sub Committee (MIRRSC) routines (July 2020 – Sep 2023)

Global Risk / Third Party And Portfolio Risk / Third Party Governance

Vice President; Senior Risk Analyst/Project Manager • Supported second-line Vendor Risk Management and Third-Party Administration to provide visibility of operational risk elements to the Lines of Business, Operational Risk Leads and Executives. • Process owner for the Third-Party Offshoring Risk Process. • Developed and became process owner for the Material Events Process and Vendor Operational Risk Metric reporting. • Subject matter expert for analysis of our Vendor Performance Scorecards. Certified as a Vendor Manager. • Supported the Operational Risk Leads and Executives with independent analysis of multiple elements of Vendor Risk. • Provided Governance Business Support for Third-Party Governance routines. Co-led redesign of Governance procedures.Vice President; Change Consultant• Supported process design, change management, reporting and quarterly review process for the Global Supplier Management (Third-Party) Program (GSMP) to improve supplier management, performance, and risk mitigation for the enterprise. • Engaged risk/support partners and GSMP teammates to integrate program requirements. • Supported GSMP quality deliverables review, maintaining program documentation and sampling, reporting, and training while leveraging Six Sigma methodologies. • Developed process improvements for GSMP Level Two Quality reviews to improve the content communication related to supplier compliance. • Co-led annual review under the direction of Corporate Audit. • Documented processes for two major operational risk deliverables that were shared with the Board of Directors; became process owner and provided risk reporting for those metrics.

Global Supply Chain Program / Global Sourcing

Led first and second level quality review program over supplier management deliverables, provided foundation for internal control function (ICF) program in Third Party Administration.

Identified and socialized improvement opportunities for the client intake process at CCM.

NC site manager; responsible for all manufacturing, warehouse and delivery operations for an IT hardware/software integration facility. Oversight of safety, manufacturing, delivery, personnel, quality and performance.

NC site manager, head of all integration, distribution, quality and personnel operations in NC, Contract manufacturer for Winston-Salem NC Dell facility.

Head of all manufacturing, distribution, safety and performance for the NC facility.

Led manufacturing and global sourcing / procurement operations.

Led manufacturing and warehousing operations.

Bs, Textile Management

Green Belt Six Sigma, Green Belt Lean Six Sigma

Certified In Operational Risk Management, Risk Management Frameworks And Financial/Credit Risk