Daniel Minolfo Email & Phone Number

Tokyo, Jp

• Responsible for booking dividends, interest and mandatory/voluntary corporate actions (stock splits, mergers) for three foreign equity (Hong Kong, Australia, Tokyo etc…) funds valued at 1.5 billion dollars using BLOOMBERG as a tool.• Interpret corporate action source documents received from custodian banks.• Balance dividends, interest, and shares booked due to corporate actions with custodian banks on a daily and monthly basis.• Responsible for inputting Proxy voting instructions.• Balance all foreign currencies daily.• Send trades to custodian banks via SWIFT.• Research failed trades.• Check integrity of settlement instructions (BIC codes ) and security description (sedol, isin, and cusip number)• Cover cash when a currency is overdrawn by instructing the trader to buy and sell specific foreign currencies (Japanese Yen, Thai Baht, Indian Rupee, Hong Kong Dollar etc…) to prevent overdraft

Hapoalim Securities New York, N.Y. Middle Office Specialist• Acts in the capacity of Purchase and Sales liaison with South American and European clients for Emerging Markets desk Euroclear and DTC trades.• Input trade tickets via Bloomberg TOMS system and Pershing NetX360.• Monitor FINRA TRACE reporting.• Open new accounts using OMGEO ALERT.• Prepare daily status report for TRACE Trades that are late or book “as of “• Check integrity of MPID’s vs Euroclear numbers and correct them in Bloomberg TOMS system,which feeds the Gloss system at Pershing.

Middle Office / Operations Specialist• Responsible for calculating and booking monthly and daily Profit & Loss figures.• Monitor equity trade settlements via the National Financial (Fidelity) clearance system.• Input trades via OASYS / BTAM National Financial (Fidelity) trade allocations system.• Research corporate actions and reorganization notices. (Act on behalf of clients re: Tender offers and proxy voting )• Facilitate the lifting of legends on restricted equities.• Open new accounts.• Enter order information via FINRA / OATS trade order and route reporting system.• Acts in the capacity of Purchase and Sales agent for all Equity trades via CNS• Balances trading positions on a daily basis.• Quarterly analysis of securities with limited market value.• Monitor accounts daily for debit balances.• Bank reconciliation.

• Responsible for booking dividends, interest and mandatory/voluntary corporate actions (stock splits , mergers) for three foreign equity (Hong Kong, Australia, Tokyo etc…)funds valued at 1.5 billion dollars using BLOOMBERG as a tool.• Interpret corporate action source documents received from custodian banks.• Balance dividends, interest, and shares booked due to corporate actions with custodian banks on a daily and monthly basis.• Responsible for inputting Proxy voting instructions.• Balance all foreign currencies daily.• Send trades to custodian banks via SWIFT.• Research failed trades.• Check integrity of settlement instructions (BIC codes ) and security description (sedol, isin, and cusip number)• Cover cash when a currency is overdrawn by instructing the trader to buy and sell specific foreign currencies (Japanese Yen, Thai Baht, Indian Rupee, Hong Kong Dollar etc…) to prevent overdraft • Complete monthly bank reconciliations.• Responsible for performance figures on all three foreign equity funds compiled for use on monthly customer statements .• Monitor share availability on all foreign equities held by each fund

• Responsible for all safekeeping and margin related clearance movements at J.P.M Chase using the BDAS system.• Posts entries for safekeeping and margin trades at First Boston via the Position and Balances system.• Assist in the end of day reconciling procedures between First Boston and J.P.M. Chase11/2000-9/2002 Sales Assistant• Books Repo Tri-Party, Commercial Paper, Mortgage and Treasury Trades values of which total 12 billion dollars. • Confirms Trades with customers.• Handles Repurchase Agreements substitution of collateral and re-rating of trades.• Allocates all trades to proper customer accounts.• Works with new accounts area to maintain integrity of account information.5/2000 – 10/2000 Trading Associate• Identifies daily breaks between DLJ’s High Yield, Bloomberg and Pershing (DTC clearance) systems.• Verifies trades inputted by sales and trading assistants onto Bloomberg trading system via trade blotters.• Balances trader’s positions / monitors unmatched sales and trading slates.

4/1998- 5/2000 BARCLAYS CAPITAL, INC. New York, NY Trading Support Specialist• Post verifies all government bond trades via the Government Securities Clearing Corporation. • Post verifies all mortgage-backed trades that are eligible for the Mortgage-Backed Securities Clearing Corporation (M.B.S.C.C).• Balances the netting procedure via M.B.S.C.C. on specified days.• Have working knowledge of the Flexible Integrated Securities Trading System (F.I.S.T.).

Corporate Bond and Mortgage/Backed Securities Supervisor (August 1997 to April 1998)• Act in the capacity of purchase and sales supervisor for all corporate bond and mortgage-backed broker trades. Trading Support Supervisor (February 1996 to July 1997) • Act in the capacity of supervisor of all broker trainees. Government Bond Operations (August 1988 to January 1996)• Post verifies all government bond trades via the Government Securities Clearing Corporation (G.S.C.C.). • Assist in the clearance of all securities traded through the Bank of New York Clearance System. Assistant Government Broker (January 1986 to July 1988)• Assisted Government Brokers by receiving and displaying all streetwide bids and offers.Ticket Writer (January 1984 to December 1985)• Prepared Zero Coupon and Government Security trade order tickets