Daniel Montone Email & Phone Number

150 East 52nd Street, New York City

• Head municipal bond trader at an independent broker dealer within an open platform program.
• Utilize many industry contacts to elevate executions in a best trade client environment to maximize commission and fee dollars.
• Double as corporate bond trader and marketer, transacting in corporate bonds, agencies, Treasuries and emerging markets debt.
• Trade EM sovereign and corporate paper on behalf of Dominick & Dominick offshore clients in Brazil, Mexico, Argentina, and Venezuela. REGISTRATIONSSeries 7& 63
• Established many new trading, research and sourcing external relationships and contacts across the full range of fixed income securities.

383 Madison Ave. New York City

• Provided daily execution of municipal securities and in-house investment advice to the firm’s top financial advisors. Reported to the Managing Director of Fixed Income/ Private Client Services.
• Built desk volume from zero to over $700 million in 10 months when firm opened an “As Agent Fee Based Trading Desk.”
• Increased the number of Financial Managers using the “As Agent” desk by 15%.
• Worked closely with the Trading, Middle Office Operations, IT, Compliance departments.
• By ensuring fair execution of trades, avoided customer exodus, retained key brokers, and satisfied compliance standards by establishing reasonable commission rates.
• Regularly interfaced with and executed trades for senior executives including BS Chairman Alan Greenberg, and many of the top financial advisers at Bear Stearns.