Partner
Member of White Collar, Investigations, Securities Litigation & Compliance, Financial Services Litigation, and Securities Litigation Practices
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@orrick.com
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1 phone found area 301
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LinkedIn matched
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Daniel Nathan is listed as Securities Attorney based in Washington, District Of Columbia, United States. AeroLeads shows a work email signal at orrick.com, phone signal with area code 301, and a matched LinkedIn profile for Daniel Nathan.
Daniel Nathan previously worked as Partner at Orrick, Herrington & Sutcliffe Llp and Partner at Morvillo Llp. Daniel Nathan holds J.D. from New York University School Of Law.
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AeroLeads found 1 current-domain work email signal for Daniel Nathan. Compare company email patterns before reaching out.
Daniel Nathan represents financial institutions and other entities and individuals before financial regulators, including the SEC, CFTC and FINRA. He also advises financial institutions on regulatory and examination issues. Dan has substantial government and private sector experience at a senior level in securities and commodity futures enforcement and regulation and in conducting and supervising investigations. He has an extensive roster of contacts in the private sector, both in-house and among members of the securities defense bar, and across government, as well as a first-rate reputation. Dan brings excellent judgment, highly-developed organizational skills, diligent preparation and advanced problem-solving ability to his professional activities. And his wide-ranging personal activities are notable for his creativity and interest in education, diversity and community values.
Listed skills include Securities Regulation, Securities, Fraud, Litigation, and 32 others.
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Washington D.C. Metro Area
Member of White Collar, Investigations, Securities Litigation & Compliance, Financial Services Litigation, and Securities Litigation Practices
Washington D.C. Metro Area
Mr. Nathan's practice includes representation of companies and individuals who are involved as witnesses or subjects in investigations conducted by the SEC, the CFTC, FINRA and other regulatory entities involving financial institutions or transactions. Mr. Nathan also consults with financial institutions on responding to regulatory examinations and.
Member of Securities Litigation, Enforcement and White Collar Defense Practice Group. Mr. Nathan's practice included representation of companies and individuals who are involved as witnesses or subjects in investigations conducted by the SEC, the CFTC, FINRA and other regulatory entities involving financial institutions or transactions. Mr. Nathan also.
Washington, DC
Mr. Nathan managed and supervised a nationwide staff of attorneys and investigators responsible annually for over 700 disciplinary actions against broker-dealer firms, registered representatives, and associated persons. His substantive responsibilities included review and approval of formal action recommendations, charging theories, and settlement terms.
Washington, DC
Mr. Nathan founded and headed an office to work with other federal and state authorities to provide training, obtain referrals, coordinate civil and criminal enforcement proceedings, and assist the Commission’s participation in the President’s Corporate Fraud Task Force; oversaw processing of monetary sanctions collections. He supervised attorneys and.
Mr. Nathan worked with the Director of Enforcement to manage approximately 150 attorneys, investigators, and support staff in four locations, conducting investigations and civil prosecutions. His duties included interacting with the Commission and senior personnel in other divisions, supervising the conduct of investigations and litigation, reviewing all.
Washington, D.C.
Mr. Nathan handled a unique assignment requested by Commissioners to closely monitor a non-public investigation of a public company conducted by the Division of Enforcement to ensure the investigation, and any enforcement action, were not affected by a potential conflict of interest.
Mr. Nathan supervised three branch chiefs and 18 line attorneys in conducting investigations of federal securities law violations, including insider trading, market manipulation, financial fraud, and accounting misconduct. Among the significant cases he oversaw were the insider trading investigation that led to the landmark Supreme Court decision in U.S..
New York, New York
Antitrust and financial services litigation.
Activities and Societies: Journal of International Law and Politics, Articles Editor; The Commentator, Member of Editorial Collective of.
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Daniel Nathan is listed as Securities Attorney.
AeroLeads has found 1 work email signal at @orrick.com for Daniel Nathan.
AeroLeads has found 1 phone signal(s) with area code 301 for Daniel Nathan.
Daniel Nathan is based in Washington, District Of Columbia, United States.
Daniel Nathan has worked for Orrick, Herrington & Sutcliffe Llp, Morvillo Llp, Morrison & Foerster, Finra, and Commodity Futures Trading Commission.
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Daniel Nathan holds J.D. from New York University School Of Law.
Daniel Nathan is listed with skills including Securities Regulation, Securities, Fraud, Litigation, Finra, Financial Regulation, Internal Investigations, and Securities Litigation.
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