Daniel Perrone Email & Phone Number

Charlotte, North Carolina Area

Responsibilities include audit coverage of finance, treasury and investing activities including SEC reporting, Basel 3 capital computations and bank/broker-dealer regulatory reporting. Strengthened quality of global audit coverage of finance activities through enhancement of risk assessments, audit approach development and audit team skills. Coordination of Corporate Audit finance audit activities and SOX testing with external auditors. Support of General Auditor in her role on Disclosure Committee and communication with the Audit Committee.

Charlotte, North Carolina Area

Led audits of corporate investment bank and capital management group segments of the financial statement audit of a large bank holding company. Evaluated the accounting for complex hedging strategies, structured products, private equity and fixed income and equity trading financial instruments. Developed audit approaches for these transactions, including understanding of processes and controls. Lead audit engagement partner for a public company retail brokerage, asset management and investment banking firm. Responsible for all aspects of the audit engagement, including coordination with foreign offices, firm specialists, and development of audit staff. Also responsible for communication with audit committee and coordination with client management and internal audit group.Served as southeast area leader for derivatives and consulted with engagement teams on technical accounting matters.