Daniel Rocha Email & Phone Number

Toronto, Canada Area

• Assist Global Capital Markets (GCM) Canada Branch in the sales and trading of all foreign exchange (FX) products along with balance sheet funding and risk management operations.• Maintain risk control of customer FX positions and all trade offset management.• Assist in the daily reporting, maintenance, and business development efforts of all FX customer business and operations.• Assist senior GCM staff in structuring risk management strategies/programs toassist clients in mitigating FX risk.

Toronto, Canada Area

• In-depth involvement in the new KYC/CIP/OFAC & AML policies, procedures, and their implementation for the Bank’s Canadian subsidiary;• Assisted underwriting team in creating presentations to Credit department – focusing on creating customers’ Financial Spreads, Collateral Charts, Risk Ratings and Capitalization Tables;• Prepared daily, monthly and quarterly reports for the Credit Department to assist them in monitoring customers’ risk exposure (cash at Bank position, outstanding debt, Margined AR, Financial Covenant defaults and bridge positions);• Developed and maintained electronic storage methods for Credit Files to comply with Corporate Credit Policy that addresses Audit requirements;• Spearheaded collection and reporting improvements for the group through the creation of Excel Databases to track Bank exposure to customers’ Letters of Credit, Commercial Card and ACH Facilities.

Toronto, Canada Area

• Prepared and reviewed documentation for new accounts, ensuring information was complete and satisfied current KYC, AML and reporting requirements;• Worked directly with business partners to bring existing accounts into line with current regulatory reporting practices and contributed to the implementation of new reporting standards (e.g. FATCA);• Performed Current Account administration that focused on maintenance and updates to client accounts;• Reviewed, stream-lined and updated current operating procedures and practices to achieve greater efficiency and consistency;• Responsible for processing wire transfers and payments for Loans, Treasury Management and DDAs.

Toronto, Canada Area

• Complied with Canadian and International Regulatory requirements e.g. AML, KYC, privacy of information, fraud prevention etc.• Worked within risk thresholds for the release of funds to maintain corporate client satisfaction while mitigating the branches exposure to any potential loss;• Provided professional and attentive service to clients by accurately completing immediate core business banking needs (simple & complex);• Responsible for monitoring daily money supply and maintaining efficient management of unit controls to ensure security and proficiency of the branch;• Managed branch cash limits to sustain banking requirements and followed established procedures if out of balance to resolve the discrepancy.

Toronto, Canada Area

• Developed a thorough understanding of credit authorization, disbursement instructions and confirmation preferences of various counterparties;• Captured pertinent customer information from credit authorizations and other source documentation to related banking sub-systems;• Processed large volumes of time-sensitive trade information accurately and precisely prior to strict trading and market cut-off times;• Assembled reports and ensured completion of all day-to-day transactions.

Toronto, Canada Area

• Effectively managed multiple clients and projects to meet deadlines;• Liaised with various lawyers, clients and governing bodies on a daily basis;• Prepared incorporating documents and provisions for new corporations within the confines of the Canada Business Corporations Act and the Business Corporations Act (Ontario);• Prepared documentation to ensure that all new corporations were effectively, efficiently and conclusively organized and set-up;• Assisted on multiple time-sensitive special projects that required accuracy and precision.

Toronto, Canada Area

• Extracted prices from Market Data Sources and input them into bank systems for valuation of transactions;• Ensured accurate data entry into critical systems within strict trading and market cut-off times;• Worked effectively on many special projects individually and as part of the Profit and Loss Group to investigate and resolve variances;• Maintained communication with international trading floor associates on a daily basis;• Trained new operations associates before completion of work term.

Ajax, Ontario, Canada

• Worked as part of a team to provide customers with exceptional service• Responsible for maintaining a clean and safe environment for customers to shop in• Handled difficult customers by making an extra effort to resolve their problems• Assigned and completed countless special projects to enhance the store• Excellent flexibility and learning ability acquired to meet the demands of the retail environment• Proficient in the use of inventory software