Project Manager
Hong Kong
- Exercised extensive understanding of Morgan Stanley independence policies and regulations to assess impact of AICPA, SEC, PCAOB and other policies and rules on personal financial interests and assurance engagement team accountabilities.- Identified affiliations causing an entity to become subject to independence restrictions, analyzed how these affiliations are managed in internal programs and whether they impact financial relationships with an entity or services that may be provided.• Utilized knowledge of financial products, such as stocks, bonds, mutual funds, variable insurance products, common/collective trust funds, structured products, and savings plans to determine if there are implications of investing in these products for auditor independence or Morgan Stanley policy on personal financial interests.- Provided client support in resolving on-going issues while helping maintain Financial Portfolios through internal systems.