Associate General Counsel
CurrentIn-house counsel for one of the largest broker-dealers in the world, responsible for defending litigation and regulatory matters globally.Primary attorney for cybersecurity issues.Retain and manage outside counsel in large caseload of complex commercial litigation, involving disputes in numerous jurisdictions throughout the United States and around the world.Conduct arbitrations and mediations in variety of alternative dispute resolution forums.Provide advice on broad range of legal issues, including regulatory compliance, margin lending issues and debt collections, know-your-customer obligations, anti-money laundering, contracts, bankruptcy, privacy and international law.Direct and conduct internal investigations in connection with state, federal and international regulatory inquiries, and proactively identify potential civil and regulatory risk.
