Securities Regulatory Consultant
Current
2020 - Present
~6 yrs 5 mos
AeroLeads people directory · profile
Daniel Stefek Email & Phone Number
Securities Regulatory Consultant
at
Epoch Consulting Group
1 work email found
@finra.org
1 phone found area 404
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 86%
Current company
Role
Securities Regulatory Consultant
Location
Atlanta Metropolitan Area, United States, United States
Who is Daniel Stefek? Overview
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Quick answer
Daniel Stefek is listed as Securities Regulatory Consultant at Epoch Consulting Group, based in Atlanta Metropolitan Area, United States, United States. AeroLeads shows a work email signal at finra.org, phone signal with area code 404, and a matched LinkedIn profile for Daniel Stefek.
Daniel Stefek previously worked as District Director at Finra (Financial Industry Regulatory Authority) and Associate Director at National Association Of Securities Dealers (Nasd). Daniel Stefek holds Finra Leadership Program from The Wharton School.
Company email context
Email format at Epoch Consulting Group
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{first}.{last}@finra.org
86% confidence
AeroLeads found 1 current-domain work email signal for Daniel Stefek. Compare company email patterns before reaching out.
Profile bio
About Daniel Stefek
Senior Leader in the securities industry known for expertise in broker-dealer regulatory compliance and risk management. Leadership role in developing FINRA's current risk-based examination and member firm risk monitoring programs.Expertise in supervisory and risk control assessments, fraud identification and prevention, financial and sales practice risk monitoring, AML, BCP, and heightened supervision program development and testing. Capitalizes on interpersonal skills and practical cost-effective approaches to compliance that benefits both the broker-dealer and the investor.
Current workplace
Daniel Stefek's current company
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3 roles · 43 years
Daniel Stefek work experience
A career timeline built from the work history available for this profile.
District Director
Managed and directed all aspects of FINRA's Atlanta District Office's regulatory operations, including regulatory and compliance examinations of all broker-dealers based in Georgia, North Carolina, and South Carolina.Co-Lead FINRA's risk monitoring transformation initiative that was responsible for the development of FINRA's nine key risk areas and the.
2004 - 2020
~16 yrs
Associate Director
National Association Of Securities Dealers (Nasd)
Associate Director of Regulatory Programs (1991-2004)Financial/Operations and Regulatory Sales Practice Examiner and Exam Manager (1983 - 1990)
1983 - 2004
~21 yrs
2 education records
Daniel Stefek education
Finra Leadership Program
Bachelor Of Science - Bs, Business/Finance
FAQ
Frequently asked questions about Daniel Stefek
Quick answers generated from the profile data available on this page.
What company does Daniel Stefek work for?
Daniel Stefek works for Epoch Consulting Group.
What is Daniel Stefek's role at Epoch Consulting Group?
Daniel Stefek is listed as Securities Regulatory Consultant at Epoch Consulting Group.
What is Daniel Stefek's email address?
AeroLeads has found 1 work email signal at @finra.org for Daniel Stefek at Epoch Consulting Group.
What is Daniel Stefek's phone number?
AeroLeads has found 1 phone signal(s) with area code 404 for Daniel Stefek at Epoch Consulting Group.
Where is Daniel Stefek based?
Daniel Stefek is based in Atlanta Metropolitan Area, United States, United States while working with Epoch Consulting Group.
What companies has Daniel Stefek worked for?
Daniel Stefek has worked for Epoch Consulting Group, Finra (Financial Industry Regulatory Authority), and National Association Of Securities Dealers (Nasd).
How can I contact Daniel Stefek?
You can use AeroLeads to view verified contact signals for Daniel Stefek at Epoch Consulting Group, including work email, phone, and LinkedIn data when available.
What schools did Daniel Stefek attend?
Daniel Stefek holds Finra Leadership Program from The Wharton School.
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