Dan Tambolas Email & Phone Number

Frankfurt Am Main, Hessen, DE

Financial Crime Operations Managero Managed 25 full time and 60 external staff in FCO Application & Scenario Testing (FAST): a control function which prevents faulty software through User Acceptance Testing (UAT) as well as Transaction Monitoring coverage gaps through Below-the-Line (BTL) and Above-the-Line (ATL) Testing.o Redesigned processes and.

Frankfurt Am Main, Hessen, DE

Financial Crime Operations Managero Managed 25 full time and 60 external staff in FCO Application & Scenario Testing (FAST): a control function which prevents faulty software through User Acceptance Testing (UAT) as well as Transaction Monitoring coverage gaps through Below-the-Line (BTL) and Above-the-Line (ATL) Testing.o Redesigned processes and.

Frankfurt Am Main, Hessen, DE

Program Manager – Anti-Financial Crimeo Established US remediation scope in response to a Federal Reserve Board Cease and Desist Order as it pertains to Financial Crime Operations (FCO) Investigations and Case Management.o Oversaw successful execution of established scope from inception through closure approvals by Delivery Assurance and Group Audit.o.

Frankfurt Am Main, Hessen, DE

Project & UAT Manager – Anti-Financial Crimeo Summarized delivery options for reengineering correspondent banking transaction monitoring regime and obtained buy-in from all stakeholders.o Led daily meetings to draft, pilot, and refine changes to investigations process/procedures to increase overall monitoring effectiveness and decrease.

Frankfurt Am Main, Hessen, DE

Project Manager – Global Markets Central Managemento Designed and implemented centralized/business-led process to document controls, ensure and document testing of controls, administer business head sub-certifications, and ultimately obtain the annual CEO certification for SEC Rule 15c3-5 (the “Market Access Rule”).o Analyzed and updated Pricing Model Risk.

Frankfurt Am Main, Hessen, DE

Project Manager – Volcker Reporting Programo Served as overall execution lead to prioritize and fix data quality issues across the Inventory Turnover Ratio and Inventory Aging metrics calculations, bringing the share of reportable balance sheet in acceptable accuracy thresholds from 23% to 99.75% in advance of regulatory deadlines.o Directed analysis and.

Frankfurt Am Main, Hessen, DE

Completed the Management Development Program (MDP) with international job rotations, formal classroom training and extracurricular projects sanctioned by the executive committee of the Global Business Services organization.o December 2013 – May 2014: Worked with team of five to define uniform global model to control, mitigate incidents and speed the.

Frankfurt Am Main, Hessen, DE

Project Manager – EMIR OTC Swaps Reporting Programo Directed team of business and functional analysts to document requirements and maintained end-to-end plan to deliver on global Credit and Rates OTC Swaps reporting requirements.o Centrally coordinated efforts with and provided regular status reporting to end-to-end stakeholders throughout lifecycle.

Frankfurt Am Main, Hessen, DE

Project Manager/Business Analyst – Global Loan Operationso Provided expertise for design and implementation of a global trade capture application and feed from prime record to risk system. Demonstrated proof of concept to senior stakeholders. Worked with end-to-end stakeholders to define support operating model to align with strategic architecture.o.

Frankfurt Am Main, Hessen, DE

Trader Assistant / Loan Total Return Swap Administratoro Generated and explained monthly TRS P&L statements for hedge fund clients.o Booked trades and reconciled position histories from clients’ blotters.o Prepared, reviewed and executed par and distressed commercial loan trade settlements.o Interpreted and accounted for complex restructurings.

New York, NY, US

Operations, Management Services & Technology program with 6-9 month rotations over two years:March 2007 – January 2008: Project Manager/Business Analyst within Global Reference Data Serviceso Composed business requirements, coordinated UAT, and trained over 500 users on new workflow tool scheduled to replace 32 tools via STP with an annual savings of.

Philadelphia, PA, US

o Provided dependable and consistent personal care for an individual with muscular dystrophy who was confined to a wheelchair.

New York, NY, US

o Member of the Kessler-Baker Group – then premier wealth advisory team on the eastern US coast.o Solicited roughly 100 cold contacts daily to obtain high net worth clients.o Created bond maturity calendars to complement clients’ overall view of investment strategy.

Harrisburg, PA, US

o Recruited members and counseled them on financial management options/products.o Created and delivered presentations at college orientations for students and their parents.o Returned upon request to speak at orientation for incoming interns from all branch offices.