Daniel Tan Email & Phone Number

Singapore

• Support Head, Group Functions Compliance in delivering the Book of Work and ensure effective risk management on Compliance risk matters / issues through the respective Functions risk committee.• Communicate the approach and support the GCFO Function on BAU & thematic work such as RCSA, DPTP implementation, Conduct and associated Compliance Risk Sub-Types reviews whilst providing challenge and oversight as 2LOD. This is achieved through adopting the Master Generalist concept to… Show more • Support Head, Group Functions Compliance in delivering the Book of Work and ensure effective risk management on Compliance risk matters / issues through the respective Functions risk committee.• Communicate the approach and support the GCFO Function on BAU & thematic work such as RCSA, DPTP implementation, Conduct and associated Compliance Risk Sub-Types reviews whilst providing challenge and oversight as 2LOD. This is achieved through adopting the Master Generalist concept to upskill and provide quality regulatory advice.• Provide appropriate CFCC participation in driving Project Redux to expand the scope of the TPRM Policy to manage the broader universe of Third-Parties and ensuring CFCC concerns are articulated / documented. Similar on IGA transformation projects, provide support and challenge where necessary including the gatekeeper for CFCC for the specific targets of the project from an operational and regulatory perspective.• Support and advise Group Businesses/ Functions (e.g., process owners, engagement owners) on regulatory considerations for TPRM framework to meet their outsourcing strategies.• Review and validate new Group outsourcing arrangements and/or a material change to an existing arrangement to understand if the arrangement meets the Group’s outsourcing definition and materiality rating where an arrangement has been determined to be outsourcing under TPRM – or as assigned to the relevant Business or Functions Advisory team. This includes assessment of CFCC requirements across various TPRM systems.• Partner with Group CFCC Advisory & Country CFCC teams and be the single point of contract (SPOC) for Group regulatory TPRM Outsourcing related matters. This includes areas such as providing strategic steer from Group’s perspective on country’s approach to manage changes in local Outsourcing regulations and cascading TPRM associated changes. Show less

Singapore

• Meet the growing demand for compliance analysis and coordination of regional IT and non-IT outsourcing, offshoring of systems, digital working initiatives, business/functions initiatives in providing global/regional services.• Keep abreast of the regulatory development on outsourcing, cross border data sharing, IT outsourcing and technology risk management.• Provide compliance comments on global and regional initiatives on outsourcing / offshoring matters, as well as… Show more • Meet the growing demand for compliance analysis and coordination of regional IT and non-IT outsourcing, offshoring of systems, digital working initiatives, business/functions initiatives in providing global/regional services.• Keep abreast of the regulatory development on outsourcing, cross border data sharing, IT outsourcing and technology risk management.• Provide compliance comments on global and regional initiatives on outsourcing / offshoring matters, as well as technology related matters.• Coordinate and engage with Compliance teams in Head Office and APAC on global and regional initiatives• Assist the team on the Compliance Training and Budgeting requirements and process for APAC.• Assist departmental teams on reporting/data processes where improvements or efficiencies can be made, and more effective MIS can be provided to management on the deliverables of APAC Compliance teams.• Enhance the Bank’s employee awareness on Compliance missions and expertise. Show less

Singapore

• Support function for liaison role for regulatory inspection and compliance issues.• Provision of value-added advice for new products/services/projects and new outsourcing arrangements undertaken by the bank.• Support development and enhancement of tools for governance workflow/process.• Support function for regulatory advisory for business units.• Assist in the support of AMLC secretariat function and maintenance of the AML/CFT Framework.• Perform compliance… Show more • Support function for liaison role for regulatory inspection and compliance issues.• Provision of value-added advice for new products/services/projects and new outsourcing arrangements undertaken by the bank.• Support development and enhancement of tools for governance workflow/process.• Support function for regulatory advisory for business units.• Assist in the support of AMLC secretariat function and maintenance of the AML/CFT Framework.• Perform compliance surveillance reviews on the business unit function.• Act as the unit’s risk representative and BCP coordinator. Show less

Singapore

• Audit financial institutions (OCBC, OCBC Trustee Limited, Bank of Singapore, Singapura Finance, ICICI Bank), REITS (ARA), hotels (Shangri-La), and other trading and manufacturing companies (Sumitomo Corporation)• Review OCBC’s compliance policies and operations to ensure compliance with MAS Notices, Banking Act, SFA, FAA, AML, etc.• Audit of OCBC for the past 2 years with focus on its regulatory and financial reporting (BASEL II capital adequacy ratio and quarterly… Show more • Audit financial institutions (OCBC, OCBC Trustee Limited, Bank of Singapore, Singapura Finance, ICICI Bank), REITS (ARA), hotels (Shangri-La), and other trading and manufacturing companies (Sumitomo Corporation)• Review OCBC’s compliance policies and operations to ensure compliance with MAS Notices, Banking Act, SFA, FAA, AML, etc.• Audit of OCBC for the past 2 years with focus on its regulatory and financial reporting (BASEL II capital adequacy ratio and quarterly announcements)• Audit experience in Corporate Banking (Enterprise Banking – Emerging Business) processes and products Show less

Education record

Education record

Education record

Education record

Bachelor Of Commerce (Accounting And Finance)

Diploma Of Business (Commerce)

Gce ‘A’ Level