Daniel Tan Email & Phone Number

Singapore

• Support Head, Group Functions Compliance in delivering the Book of Work and ensure effective risk management on Compliance risk matters / issues through the respective Functions risk committee.
• Communicate the approach and support the GCFO Function on BAU & thematic work such as RCSA, DPTP implementation, Conduct and associated Compliance Risk Sub-Types reviews whilst providing challenge and oversight as.
• Communicate the approach and support the GCFO Function on BAU & thematic work such as RCSA, DPTP implementation, Conduct and associated Compliance Risk Sub-Types reviews whilst providing challenge and oversight as.
• Provide appropriate CFCC participation in driving Project Redux to expand the scope of the TPRM Policy to manage the broader universe of Third-Parties and ensuring CFCC concerns are articulated / documented. Similar on.
• Support and advise Group Businesses/ Functions (e.g., process owners, engagement owners) on regulatory considerations for TPRM framework to meet their outsourcing strategies.
• Review and validate new Group outsourcing arrangements and/or a material change to an existing arrangement to understand if the arrangement meets the Group’s outsourcing definition and materiality rating where an.

Singapore

• Meet the growing demand for compliance analysis and coordination of regional IT and non-IT outsourcing, offshoring of systems, digital working initiatives, business/functions initiatives in providing global/regional.
• Keep abreast of the regulatory development on outsourcing, cross border data sharing, IT outsourcing and technology risk management.
• Provide compliance comments on global and regional initiatives on outsourcing / offshoring matters, as well as… Show more
• Provide compliance comments on global and regional initiatives on outsourcing / offshoring matters, as well as technology related matters.
• Coordinate and engage with Compliance teams in Head Office and APAC on global and regional initiatives
• Assist the team on the Compliance Training and Budgeting requirements and process for APAC.

Singapore

• Support function for liaison role for regulatory inspection and compliance issues.
• Provision of value-added advice for new products/services/projects and new outsourcing arrangements undertaken by the bank.
• Support development and enhancement of tools for governance workflow/process.
• Support function for regulatory advisory for business units.
• Assist in the support of AMLC secretariat function and maintenance of the AML/CFT Framework.
• Perform compliance… Show more

Singapore

• Audit financial institutions (OCBC, OCBC Trustee Limited, Bank of Singapore, Singapura Finance, ICICI Bank), REITS (ARA), hotels (Shangri-La), and other trading and manufacturing companies (Sumitomo Corporation)
• Review OCBC’s compliance policies and operations to ensure compliance with MAS Notices, Banking Act, SFA, FAA, AML, etc.
• Audit of OCBC for the past 2 years with focus on its regulatory and financial reporting (BASEL II capital adequacy ratio and quarterly… Show more
• Audit of OCBC for the past 2 years with focus on its regulatory and financial reporting (BASEL II capital adequacy ratio and quarterly announcements)
• Audit experience in Corporate Banking (Enterprise Banking – Emerging Business) processes and products Show less

Education record

Education record

Education record

Education record

Bachelor Of Commerce (Accounting And Finance)

Diploma Of Business (Commerce)

Gce ‘A’ Level