Daniel Uba

Daniel Uba Email and Phone Number

Driving healthy supplier relationships and delivering strong value to business partners @ Vanguard
valley forge, pennsylvania, united states
Daniel Uba's Location
Royersford, Pennsylvania, United States, United States
Daniel Uba's Contact Details

Daniel Uba personal email

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Daniel Uba phone numbers

About Daniel Uba

Supplier Management professional. Former FINRA licensed people leader at The Vanguard Group and former certified trainer from Vanguard University, a top ranked learning and development organization.Specialties: - People Leadership- Change Management- Client Relationship Management- Brokerage Services- Banking products and services- Supplier Management- Third-Party Risk Management- FINRA Series 7 Licensing Exam- Vanguard Mutual Funds- Exchange Traded Funds- Tax and Cost Basis- Brokerage self-clearing conversion

Daniel Uba's Current Company Details
Vanguard

Vanguard

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Driving healthy supplier relationships and delivering strong value to business partners
valley forge, pennsylvania, united states
Website:
vanguard.com
Employees:
19280
Daniel Uba Work Experience Details
  • Vanguard
    Third Party Risk Analyst
    Vanguard May 2023 - Present
    Oversee third-party risk due diligence assessments for the banking, investments, and strategic categories. Partner with internal stakeholders, including business engagement leads, risk domain experts, procurement teams - and the third-party - to ensure appropriate due diligence is completed pre- and post-contract. Developed subject matter expertise with the ServiceNow platform.
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  • Vanguard
    Senior Risk Specialist
    Vanguard Sep 2022 - May 2023
    United States
    Senior Risk Specialist supporting the strategy and governance of Vanguard's Third Party Risk Management program.
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  • Vanguard
    Supplier Management Specialist
    Vanguard Dec 2020 - Sep 2022
    Malvern, Pennsylvania, United States
    Supplier management specialist for the Retail Investor Group division (now known as Personal Investor) - serving as a concierge and consultant to senior business leaders in the oversight of third-party supplier relationships. Oversee risk and control activities of the suppliers, establish and monitor supplier performance, maintain relationship governance strategy in partnership with Vanguard businesses and the Vanguard Enterprise Supplier Management organization, and support ongoing contract management efforts.
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  • Vanguard
    Specialty Brokerage Operations Supervisor
    Vanguard Oct 2017 - Dec 2020
    Malvern, Pennsylvania, United States
    Managed a team in the daily management, reconciliation, and exception processing of the Vanguard Retail Investor Group (now known as the Personal Investor Division) bank services, including: ACH, Checkwriting, Direct Deposit, and Wires. Additionally, oversaw the now discontinued Vanguard Advantage Account, a specialized cash management account, and the Sweep function, which is a daily cash management process between the Vanguard funds and Vanguard Marketing Corporation. Manage vendor relationships with key banking partners and bank product partners. Partner with Vanguard's Information Technology teams to oversee the daily file transmissions between external vendors.
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  • Vanguard
    Retail Services Supervisor
    Vanguard Sep 2011 - Oct 2017
    Malvern, Pennsylvania, United States
    Managed teams of Investment Professionals. Motivated and coached team to consistently provide quality and efficient client interactions for client service and transactional based phone calls. Facilitated professional and leadership development for top-performing investment professionals with leadership aspirations.
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  • The Vanguard Group
    Trainer
    The Vanguard Group Dec 2008 - Sep 2011
    Malvern, Pennsylvania, United States
    Facilitated job training, one-on-one coaching, professional development, and FINRA licensing tutoring. Earned Vanguard's "Certified Vanguard Trainer" designation from Vanguard University, a recognized top tier training organization across a broad spectrum of corporations and organizations.
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  • The Vanguard Group
    Training Service Associate
    The Vanguard Group Apr 2008 - Dec 2008
    Malvern, Pennsylvania, United States
    Developed, planned, and scheduled training for the Vanguard Brokerage Services training department. Participated in a wide variety of projects geared towards the training needs of a large-scale, self-clearing conversion program for Vanguard Brokerage Services.
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  • The Vanguard Group
    Brokerage Associate
    The Vanguard Group Jun 2006 - Apr 2008
    Malvern, Pennsylvania, United States
    Worked with existing and prospective clients to provide high value service and transactional processing. Assisted clients with opening new accounts, transferring assets, processing client transactions, and general customer service needs. Also served as a coach, mentor, and on-the-job training coordinator to new brokerage associates.
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  • H&R Block
    Tax Specialist
    H&R Block Jan 2004 - Apr 2006
    Royersford, Pennsylvania, United States
    Seasonal (Jan-Apr) Personal Tax Preparer. Prepared, on average, 100 returns per tax season.
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  • Allied Wire & Cable
    Accounts Receivable Clerk
    Allied Wire & Cable Apr 2004 - Oct 2005
    Oaks, Pennsylvania, United States
    Processed incoming client payments, mailed invoices, made hundreds of collection calls a week.
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  • Kohl'S Department Stores
    Department Supervisor
    Kohl'S Department Stores Jun 2002 - Jan 2004
    Royersford, Pennsylvania, United States
    Served as Department Supervisor for the Boys Department, Seasonal, and Point Of Sale.
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  • Kohl'S Department Stores
    Point Of Sale Associate
    Kohl'S Department Stores Aug 2001 - Jun 2002
    Royersford, Pennsylvania, United States
    Point of sale associate assisting customers at store checkout.
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  • Uniform Tubes, Inc. (Accellant)
    Intern
    Uniform Tubes, Inc. (Accellant) Jun 2001 - Aug 2001
    Collegeville, Pennsylvania, United States
    Internship with Quality Control Department. Studied Six Sigma process and assisted with daily duties of Production Control Department.

Daniel Uba Skills

Mutual Funds Investments Series 7 Financial Services Leadership Training Etfs Customer Service Crm Finance Finra Financial Analysis Risk Management Series 63 Microsoft Excel Tax Hiring Change Management Microsoft Office Customer Relationship Management Job Coaching Customer Relations Leading People Interview Coaching Change Leadership Management Money Transfers Cash Management Interviewing Internal Controls Vendor Management Coaching Training And Development Banking Relationships Payments

Daniel Uba Education Details

Frequently Asked Questions about Daniel Uba

What company does Daniel Uba work for?

Daniel Uba works for Vanguard

What is Daniel Uba's role at the current company?

Daniel Uba's current role is Driving healthy supplier relationships and delivering strong value to business partners.

What is Daniel Uba's email address?

Daniel Uba's email address is ro****@****ast.net

What is Daniel Uba's direct phone number?

Daniel Uba's direct phone number is +161065*****

What schools did Daniel Uba attend?

Daniel Uba attended Ursinus College, Spring-Ford Senior High School 9-12 Center.

What are some of Daniel Uba's interests?

Daniel Uba has interest in Golf, Bowling, Cooking.

What skills is Daniel Uba known for?

Daniel Uba has skills like Mutual Funds, Investments, Series 7, Financial Services, Leadership, Training, Etfs, Customer Service, Crm, Finance, Finra, Financial Analysis.

Who are Daniel Uba's colleagues?

Daniel Uba's colleagues are Greg Kraeer, Matthew Buffum, Abhijit Kanade, Sujoy Gonsalves, Matthew Katella, Karthik Reddy Kusam, Steve Knowles.

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