Manager, Regulatory Reporting And Capital Management
CurrentOversee the Regulatory Reporting team including:- coordinate and review of all regulatory submissions (MFDA and IIROC)- manage closing period process to ensure all material adjustments are recorded properly and consistently according to accounting principles and corporate policies- review the financial statements and notes and ensure the integrity and timeliness of all financial information being reported- daily signoff of account reconciliations and risk adjusted capital… Show more Oversee the Regulatory Reporting team including:- coordinate and review of all regulatory submissions (MFDA and IIROC)- manage closing period process to ensure all material adjustments are recorded properly and consistently according to accounting principles and corporate policies- review the financial statements and notes and ensure the integrity and timeliness of all financial information being reported- daily signoff of account reconciliations and risk adjusted capital calculation- ensure adequate capital levels are maintained in accordance with both MFDA and IIROC rules- stay abreast of regulatory news and changes and provide active and ongoing guidance to team members - liaise with Operations department to solve related reporting issues- review/evaluate existing processes for efficiency and effectiveness - manage both year-end and regulatory audits- document new accounting controls and procedures and review and update existing controls and procedures- promote a supportive working environment leading the team through change and development Show less
