Daniel Briggs Email & Phone Number

Armonk, Ny, Us

Armonk, Ny, Us

Paris, Fr

Oversee all listed clearing activities DTCC/OCC, Prime Brokerage, Margin, Corporate Actions and Portfolio Reconciliation.

• Hands on Manager for team supporting the foreign equities Prop Trading desk & Sales Trading desk -requiring expertise in the local markets covered.• Oversee a correspondent clearing business for foreign securities with a significant income to revenue flow through rate. • Work closely with technology department to improve efficiencies and cost in the operations departments work flow processes.• Manage the day to day relationships of the firms’ custody banks In Western Europe and Africa including member accounts with Euroclear Bank and Euroclear UK (CREST). Working knowledge of the firms other direct custodial relationships in approximately 65 countries.• Initiated Money Management procedures for firm resulting in increased interest income. • Manage team responsible for timely trade settlements and all foreign share and currency bank reconciliations• Work with senior management at Share Agents (Computershare, Link Markets, etc) to improve the cross border transfer processes. Work with team and settle cross boarder transactions daily.

• Managed an operational team that supports all trading activities in Asia, Latin America, Eastern Europe and South Africa. • Managed risk related to covering trades, selling short and arbitrage. Avoid expensive failed transaction penalties by accelerating the settlement process. • Initiated projects that streamline straight through processing.

Frankfurt Am Main, Hessen, De

Directed all domestic and foreign trade settlements. Responsible for funding, reconciliations, foreign exchange, compliance and regulatory reporting.

Managed staff of 15 that monitored all failed trades, stock-loan operations, and bank reconciliations.