Daniel Caputo

Daniel Caputo Email and Phone Number

Private Portfolio Manager @ LPL Financial
Nashville, TN, US
Daniel Caputo's Location
Nashville Metropolitan Area, United States, United States
Daniel Caputo's Contact Details
About Daniel Caputo

Visionary leader with entrepreneurial spirit and unwavering passion in Financial Services for over 30 years. Strong believer in teamwork, hard work and most of all, rewarding work. Cornerstones are purpose, inclusion and diversity. High integrity and professionalism with a strong desire to help others succeed.

Daniel Caputo's Current Company Details
LPL Financial

Lpl Financial

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Private Portfolio Manager
Nashville, TN, US
Daniel Caputo Work Experience Details
  • Private Portfolio Manager
    Nashville, Tn, Us
  • Lpl Financial
    Senior Supervisory Principal- Complex Products
    Lpl Financial Mar 2022 - Present
    San Diego, Ca, Us
    View
  • Mutual Of Omaha
    Sales Director
    Mutual Of Omaha Oct 2019 - Mar 2022
    Omaha, Ne, Us
    View
  • Axa Advisors, Llc
    Regional Vice President - District Manager
    Axa Advisors, Llc Sep 2017 - Sep 2019
    New York, Ny, Us
    Regional Vice President - District Manager hiring, leading and mentoring individuals in financial planning, managed accounts, insurance and other financial products. Drawing upon my in-depth knowledge in Financial Services for over 30 years, a leader of a team with achievement-driven goals, strong passion to help others and motivation to learn and grow.
    View
  • Center Street Securities, Inc.
    Chief Operating Officer
    Center Street Securities, Inc. Dec 2016 - May 2017
    Entrepreneurial, innovative director with 30+ years of Financial Services experience specializing in clearing and execution of listed options, cash equities, derivatives and alternative investments. Analytical strategist skilled in navigating personnel and firms through periods of accelerated growth, drawing upon in-depth knowledge of personalities, financial markets, refined consultative selling skills , and thorough understanding of Compliance and Risk issues. Highly trained with five FINRA licenses and demonstrated experience serving as FINRA Executive Representative.
  • Ed&F Man Capital Markets Inc.
    Managing Director/Branch Manager
    Ed&F Man Capital Markets Inc. Sep 2015 - Oct 2016
    London, Gb
    Senior director with 30+ years of Financial Services experience specializing in clearing and execution of listed options, cash equities and derivatives. Highly trained with five FINRA licenses and demonstrated experience serving as FINRA Executive Representative.
    View
  • Ccm Securities A Bluefin Company
    Managing Director
    Ccm Securities A Bluefin Company Dec 2010 - Sep 2015
    Senior director with 27+ years experience providing Broker/Dealer institutional clients with solutions in Clearing and Execution in Exchange traded Equities and Equity Derivatives.
  • Mf Global Inc.
    Senior Vice President, Director Of Broker/Dealer Services
    Mf Global Inc. Dec 1994 - Dec 2010
    New York City, Us
    Senior director and FINRA Executive Representative for the company's broker/dealer business.NYSE: MF
    View
  • Geldermann Securities Inc
    Cboe Floor Manager
    Geldermann Securities Inc Apr 1987 - Dec 1994
  • Star Clearing
    Cboe Floor Runner
    Star Clearing Nov 1986 - Apr 1987
    CBOE floor runner and clerk.

Daniel Caputo Skills

Financial Services Securities Options Electronic Trading Portfolio Management Derivatives Commodity Fx Options Fixed Income Financial Markets Alternative Investments Capital Markets Hedge Funds Back Office Hedging Equity Trading Fx Trading Bonds Investment Banking Investments Asset Management Equity Derivatives Trading Equities Bloomberg Trading Systems Middle Office Market Making Swaps Trading Strategies Prime Brokerage Settlement Etfs Currency Managed Futures Proprietary Trading Volatility Traders Arbitrage Institutional Investments Securities Lending Interest Rate Derivatives Options Strategies Foreign Exchange Structured Products Series 7 Series 63 Finra Beer Series 24

Daniel Caputo Education Details

  • Lake Forest College
    Lake Forest College
    Business And Psychology

Frequently Asked Questions about Daniel Caputo

What company does Daniel Caputo work for?

Daniel Caputo works for Lpl Financial

What is Daniel Caputo's role at the current company?

Daniel Caputo's current role is Private Portfolio Manager.

What is Daniel Caputo's email address?

Daniel Caputo's email address is dc****@****bal.com

What is Daniel Caputo's direct phone number?

Daniel Caputo's direct phone number is +184750*****

What schools did Daniel Caputo attend?

Daniel Caputo attended Lake Forest College.

What are some of Daniel Caputo's interests?

Daniel Caputo has interest in Collecting Antiques, Exercise, Sweepstakes, Home Improvement, Shooting, Reading, Sports, The Arts, Fishing, Home Decoration.

What skills is Daniel Caputo known for?

Daniel Caputo has skills like Financial Services, Securities, Options, Electronic Trading, Portfolio Management, Derivatives, Commodity, Fx Options, Fixed Income, Financial Markets, Alternative Investments, Capital Markets.

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