Dan Friend Email & Phone Number

Clarksville, Tn, Us

Decatur, Alabama, Us

SERVES AS THE CREDIT UNION’S COMPLIANCE OFFICER AND PERFORMS ALL NECESSARY FUNCTIONS TO ENSURE COMPLIANCE WITH BANK SECRECY ACT, OFFICE OF FOREIGN ASSET CONTROL, CUSTOMER IDENTIFICATION PROGRAM AND ALL OTHER APPLICABLE REGULATIONS.ENSURES ALL CREDIT UNION FRAUD RELATED LOSSES ARE INVESTIGATED AND DOCUMENTED.PERIODICALLY REVIEWS ALL CREDIT UNION POLICIES AND PROCEDURES TO ENSURE COMPLIANCE WITH APPLICABLE RULES AND REGULATIONS AND NOTIFIES AFFECTED AREAS OF THE CREDIT UNION WHEN LAWS OR PROCEDURES CHANGE.DEVELOPS AND MAINTAINS A SYSTEM OF PHYSICAL SECURITY MEASURES NECESSARY TO PROTECT CREDIT UNION PROPERTY, EMPLOYEES, AND MEMBER INFORMATION.ENSURES ALL CURRENCY TRANSACTIONS REPORTS AND SUSPICIOUS ACTIVITY REPORTS ARE REVIEWED, AND FILED WITHIN THE DEADLINES ESTABLISHED BY FEDERAL REGULATIONS.DEVELOPS AND COORDINATES EMPLOYEE TRAINING AND EDUCATION PROGRAMS AS THEY RELATE TO COMPLIANCE AND SECURITY.DEVELOPS AND MAINTAINS A LIBRARY OF COMPLIANCE RESOURCES.REVIEWS ESCHEAT REPORTS AND INSURES THEY ARE COMPLIANT WITH STATE REQUIREMENTS.DEVELOPS AND MAINTAINS PROPER CREDIT UNION DISCLOSURES.RECEIVES AND PROCESSES GARNISHMENTS ISSUED BY COURTS, STATE AGENCIES, AND FEDERAL AGENCIES.

Dan is responsible for conducting compliance audits for the Center of Verification and Evaluation, an agency within the Department of Veterans Affairs, of Service-Disabled Veteran Owned Small Businesses (SDVOSBs) and Veteran Owned Small Businesses (VOSBs) in relation with government regulations (38 CFR § 74 of Public Law 109 – 461 and 111 – 275) . In part of the compliance audit, Dan examines and analyzes corporate documents, including: Articles of Incorporation, Organization, and Formation, By-Laws or Operating Agreement, Meeting Minutes, Stock Ledgers and Certificates, Corporate Tax Returns (all relevant Schedules and supporting documentation), Personal Tax Returns, Payroll Records, Subcontractor Costs/Accounts Payable, Lease Agreements, Contracts, and Resumes. Upon completion of the audit, Dan delivers audit summation reports assessing the compliance and/or non-compliance of program applicants’ to the Department of Veterans Affairs.Dan is responsible for conducting compliance audits for the Acquisition, Logistics, Risk Management, and Compliance, an agency within the Department of Veterans Affairs, of Service-Disabled Veteran Owned Small Businesses (SDVOSBs) and Veteran Owned Small Businesses (VOSBs) in relation with government regulations (VAAR 852.219-10 VA Notice of Total Service-Disabled Veteran Owned Small Business Set-Aside). In part of the compliance audit, Dan analyzes and assesses Project Cost Schedules and Performance Reports, Invoices, Payroll Records, Company Profit and Loss Statements, and Federal Government Contract Awards (IDIQ, MATOC, Set-Aside, and Task Orders) to identify percentage of cost of labor. Upon completion of the audit, Dan delivers audit summation reports assessing the compliance and/or non-compliance of program applicants’ to the Department of Veterans Affairs.

Dan was responsible for compiling borrower reported profit & loss statement data related to multi-family rental properties into an Asset Management Reporting System. While conducting financial analysis on profit & loss statements to identify variances in properties’ revenue and expenses which could have adverse affect on properties’ performance and negatively impact Greystone’s asset portfolio.

Dan was tasked with the formation of Fraud Department to institutionalize a program compliance plan that included effective internal controls, assessments, reporting and tracking of issues. Dan developed and implemented effective compliance and risk management strategies through internal controls and policies and procedures for the Fraud Department for all prepaid card programs to ensure proper loss mitigation strategies. Furthermore, Dan analyzed the program risk due to collections and fraud loss and its impact on program performance and overall financial success for the bank on the program and product level.

Dan investigated and uncovered over 10,000 transactions with the value of $1.3 million related to fraudulent credit card and PayPal transactions using an algorithm-based fraud management tool where transactions were processed through company’s e-commerce website. Dan was responsible for the administration of rules and reports for the fraud management tool along with updating the rules and creating new rules to tag suspicious transactions upon the analysis of credit card and PayPal fraud trends. Also, Dan provided end-of-month reports to upper management on daily investigations, fraud trends, and charge back analysis along with the necessary measures implemented to reduce the risk of exposure to fraud.

Washington, District Of Columbia, Us

Dan served in three different roles with USAC: Division’s Administrative Team, Site Visit Team, and USAC Site Reviewer. As a member of the Administrative Team, Dan along with his fellow team members were tasked with managing the master outreach agenda, division’s strategy, site visit schedules, budget, and departmental policies and procedures. As a member of the Site Visit Team, Dan analyzed data collected from over 2,000+ site visits of Universal Service Fund recipients to ensure compliance with USAC rules and to prevent waste, fraud, and abuse as tasked by the United States Congress through the direction of the Federal Communications Commission (FCC). Dan investigated applicants and service providers to determine if immediate action was necessary to cease disbursement of funds while reporting over $3 million in misappropriated funds to be collected related to contract fraud. Moreover, Dan reviewed audit reports on site visits conducted by firms to identify non-compliance and internal control deficiencies. Finally, as a member of the USAC Site Reviewers, Dan conducted site audits of Universal Service Fund recipients to ensure compliance with USAC rules and to prevent waste, fraud, and abuse.

Dan was responsible for researching lottery winners and structured settlement candidates’ to obtain valid contact information necessary for Sales Team to propose potential buyout of annuity payments. Dan performed UCC (Uniform Commercial Code) and Judgment/Lien searches per the request of the Sales Department and the Legal Department to verify whether outstanding judgment or liens were present for those under consideration.