Daniel Brady Email & Phone Number

Houston, Tx, Us

Sydney, Nsw, Au

• Conducts thorough AML investigations, including transacting monitoring and suspicious activity reporting, to detect and prevent money laundering and mitigate financial risk• Subject Matter Expert in Quality Assurance (1LOD), periodic review, and new client onboarding for the Americas• Analyzes complex financial transactions and patterns to identify potential instances of money laundering or other illicit activities, utilizing various tools and databases (Fenergo, Bureau van Dijk, Power BI, Illion, Bloomberg, etc.)• Supports regulated and unregulated desks specializing in private equity, asset management (including real estate), commodities trading, and banking across the Americas, Europe, and Australia• Developed and implemented successful enhanced due diligence procedures to strengthen the Client Lifecycle Management team globally. • Ensures regulatory compliance with ASIC, SEC, FINRA, and similar agencies within other OECD countries• Cross-trained with the Payments Compliance Team to offer transaction screening and provide efficient approval for payment/credit checks using SWIFT• Assisted in the development of KYC training programs for new hires in Houston, Dublin, and Manilla

Sydney, Nsw, Au

Pittsburgh, Pennsylvania, Us

• Reviewed and signed off on various types of contracts for 10 clients, reviewing hundreds of contracts for each• Provided Technical support and training for clients and partners• Researched current and future document types• Implemented LegalSifter and Sifter Concierge artificial intelligence software

Rotterdam, Nl

• Provided broad, full-scale trading and corporate compliance support across severaloffices worldwide• Revamped the Anti-Bribery and Corruption manual for the Americas offices• Gained better insight of the Foreign and Corrupt Practices Act as it pertains to privatebusinesses• Completed Due-Diligence reports using Dow Jones Factiva and Know YourCounterparty (KYC) documentation• Generated reports on sanctioned entities using the OFAC SDN lists daily• Reported to and worked closely with the Director of Compliance and General Counsel

Houston, Texas, Us

• Implemented systems to reconcile customer inquiries via phone and email daily• Produced and documented work orders using SAP• Resolved billing issues for customers across the State of Texas• Aided in the creation of account adjustments for 1000+ utility consumers• Negotiated payment arrangements between the Credit department and customers• Filed 9 compliance reports with the Railroad Commission of Texas

Medford, Massachusetts, Us

• Analyzed incoming memos, submissions, and reports to decide significance and plan distribution• Reviewed operating practices to determine whether improvements could be made in areas such as workflow, reporting procedures, and expenditures• Liaised with 8 departments on campus on behalf of the Director of Residential Life• Trained 50+ Resident Assistants and Directors a year in department policy and conducted monthly meetings with department administrators

Master Of Arts - Ma, Non-Profit/Public/Organizational Management

Bachelor Of Arts (B.A.), International Relations And Peace And Conflict Studies

International Relations And Affairs