Daniel Brady Email & Phone Number

Sydney, NSW, AU

• Conducts thorough AML investigations, including transacting monitoring and suspicious activity reporting, to detect and prevent money laundering and mitigate financial risk
• Subject Matter Expert in Quality Assurance (1LOD), periodic review, and new client onboarding for the Americas
• Analyzes complex financial transactions and patterns to identify potential instances of money laundering or other illicit activities, utilizing various tools and databases (Fenergo, Bureau van Dijk, Power BI, Illion.
• Supports regulated and unregulated desks specializing in private equity, asset management (including real estate), commodities trading, and banking across the Americas, Europe, and Australia
• Developed and implemented successful enhanced due diligence procedures to strengthen the Client Lifecycle Management team globally.
• Ensures regulatory compliance with ASIC, SEC, FINRA, and similar agencies within other OECD countries

Sydney, NSW, AU

Pittsburgh, Pennsylvania, US

• Reviewed and signed off on various types of contracts for 10 clients, reviewing hundreds of contracts for each
• Provided Technical support and training for clients and partners
• Researched current and future document types
• Implemented LegalSifter and Sifter Concierge artificial intelligence software

Rotterdam, NL

• Provided broad, full-scale trading and corporate compliance support across severaloffices worldwide
• Revamped the Anti-Bribery and Corruption manual for the Americas offices
• Gained better insight of the Foreign and Corrupt Practices Act as it pertains to privatebusinesses
• Completed Due-Diligence reports using Dow Jones Factiva and Know YourCounterparty (KYC) documentation
• Generated reports on sanctioned entities using the OFAC SDN lists daily
• Reported to and worked closely with the Director of Compliance and General Counsel

Houston, Texas, US

• Implemented systems to reconcile customer inquiries via phone and email daily
• Produced and documented work orders using SAP
• Resolved billing issues for customers across the State of Texas
• Aided in the creation of account adjustments for 1000+ utility consumers
• Negotiated payment arrangements between the Credit department and customers
• Filed 9 compliance reports with the Railroad Commission of Texas

Medford, Massachusetts, US

• Analyzed incoming memos, submissions, and reports to decide significance and plan distribution
• Reviewed operating practices to determine whether improvements could be made in areas such as workflow, reporting procedures, and expenditures
• Liaised with 8 departments on campus on behalf of the Director of Residential Life
• Trained 50+ Resident Assistants and Directors a year in department policy and conducted monthly meetings with department administrators

Master Of Arts - Ma, Non-Profit/Public/Organizational Management

Bachelor Of Arts (B.A.), International Relations And Peace And Conflict Studies

International Relations And Affairs