Daniel Kaplan Email & Phone Number

Lakeland, Florida, United States

• Auditing and quality review for held for sale loans after booking.• Experienced with consumer, commercial, and participation loans - RLOC, HELOC, Unsecured, Non-Real Estate and Real Estate.• Prepares early HELOC disclosures and loan extensions.• Conducts monthly collateral vault audits.• Pulled and prepared daily recon reports for lending department and executive management.• Reviewed holds on CD, MMAs, and DDAs used as collateral.• Daily use of Microsoft Suites, Teams, SilverLake Jack Henry programs.

Tampa, Florida, United States

Responsible for supporting the firm's Anti-Money Laundering (AML) program. Started within Corporate KYC client types on 1/2017 and moved into present role of Bank KYC client types as of 11/2017. The responsibilities for this position include:• Reviewing the AML programs of foreign and domestic correspondent financial institutional clients as disclosed from AML Calls, Wolfsberg questioners, AML letters, and public sources to identify potential risk exposures requiring further clarity by client, GFCC, and/or escalation.• Validate the accuracy of data, including documentation uploaded into the KYC tool, and ensure completeness of required due diligence and local country requirements.• Reviewing all KYC entries/records and liaise with client on-boarding for required documents, sign-off approvals, and any issues or questions.• Follow up with Compliance for approvals of High Risk clients, and with Sales/Bankers for all other clients.

Tampa/St. Petersburg, Florida Area

Responsible for supporting the firm's Anti-Money Laundering (AML) program. The responsibilities for this position include:• Internal/external written and verbal communication of issues, directing searches, reviewing, reporting upon and documenting the results.• Reviewing alerts at a high volume to determine if a true match to a suspect name.• Perform at a 100% quality rate while balancing high-throughput requirements.• Reviewing, inputting and triage of internal referrals of suspicious customer activity.• Started screening wires as of July 2015 and became a cycle owner as of July 2016.

Tampa/St. Petersburg, Florida Area

Responsible for managing and maintenance of the firm's auto finance accounts. The responsibilities for this position include:• Service and process requests on existing auto loans.• Resolve customer complaints and inquires.• Review and explain payoff to customers, insurance reps, and dealers.• #1 Top Performer for January 2014 across Enterprise.

Tampa/St. Petersburg, Florida Area

Responsible for the loan origination of mortgage refinancing. The responsibilities for this position include:• Validate accuracy of mortgage applications.• Review payoff and settlement statements with customers.• Schedule closing dates with customers and notaries.• Data Entry for payoff, closing costs, insurance premiums, and taxes.• Reviewed title and second lien subordinations.

Tampa/St. Petersburg, Florida Area

Responsible for reconciling the firm's 2nd lien mortgage and home equity lines of credit (HELOC) delinquent accounts. The responsibilities for this position include:• Client outreach by phone and automatic dialer to inquire and make arrangements for past due accounts.• Assists customers with payments.• Research and troubleshoot existing accounts.• Offer financial assistance programs.

Bachelors Of Science Degree In Operations Management, Business Administration And Management, General, 3.90

Associate Of Science Degree In Digital Graphic Arts, Web Page, Digital/Multimedia And Information Resources Design, 3.90