Dani Becker Email & Phone Number

Oklahoma City, Oklahoma, United States

Assess fraud and compliance risk for new and existing clients. This includes completing OFAC reviews, credit monitoring, identifying prohibited businesses, and conducting routine client health checks/audits.

Oklahoma City, Oklahoma, United States

Responsible for completing accurate and timely set ups for new state accounts, ensuring each set up fulfills the agencies requirements to ensure all tax filing/payment deadlines will be met or exceeded. Call state agencies to retrieve and/or verify IDs, frequencies, or account statuses.

Oklahoma City Metropolitan Area

- Provide assistance to 1st Century Bank management and business units to complete risk assessments, respond to compliance and audit questionnaires, fulfill requests from business partners, track audit results and assist with questions that fall outside predefined policies and procedures by evaluating overall risk within the context of compliance.- Develop and maintain an inventory of items to perform quality control monitoring for both compliance and operational effectiveness, provide adequate reporting to management of quality control monitoring results, and assist in managing projects related to evaluating compliance and regulatory changes and efforts to comply with any changes.- Create, review, update, and maintain policies and procedures to mitigate potential compliance risks while communicating with business partners including Compliance, Legal, Internal Audit, Enterprise Risk Management and Operational departments to incorporate applicable compliance and regulatory rules into business processes, policies, and procedures and well as identifying training needs of departments in order to develop and administer training to staff on regulatory matters.

Oklahoma City, Oklahoma, United States

- Review commercial loan closing documentation to ensure that the terms and structure of the loans are in conformance with the policies of the bank and that all the appropriate verification processes have been carried out.- Conduct thorough research to analyze underlying problems and solve them in a timely and professional manner.- Interpret different policies and procedures while performing at a high level with large volumes of time sensitive tasks and research work.

Oklahoma City, Oklahoma Area

- Prepare reports for the Chief Compliance Officer (CCO) by collecting, analyzing, and summarizing information for day to day business as well as annual compliance auditing, testing, and reporting in order to identify, and resolve compliance issues.- Assist CCO in maintaining legal and regulatory compliance by researching SEC and FINRA rulings regarding securities transactions in order to create, implement, and document appropriate policies and procedures.- Keep other departments abreast of compliance requirements and/or changes; write and communicate guidelines; create and execute any employee training documents or sessions; obtain approvals when necessary.

Oklahoma City, Oklahoma Area

- Perform day to day teller functions, assist new and existing clients with the opening of personal and business accounts, advise clients and oversee applications for various loan products, and refer clients to specialized industry partners.- Assist manager with operational duties encompassing compliance and audit processes. Contribute to the creation, implementation, and tracking of sales initiatives in an effort to engage team members to ensure collective branch goal performance is achieved.- Demonstrate leadership on the teller line through responsibilities regarding teller training, teller line workflow, cash management and controls of the vault, as well as assisting tellers with cash handling and balancing.

Oklahoma City, Oklahoma Area

Cashiering, sales, customer service, customer retention, cash management, employee training, employee management, and scheduling.