Managed project to re-design and deploy AWS datalake application intended to serve as central access point for all corporate position, transaction and security master data. • Architectural components: S3 storage, Lambdas, Glue Catalogs, Dremio Indexing, SNS/Kafka notifications.

Led team of 12 software engineers that ensured Amazon vendors in dozens of countries, across 18 currencies, were paid timely, accurately, in compliance with all local regulatory environments.

Product lead in Algorithmic Trading Services group. Manager and solution architect for the Global Limits Manager – a global real-time order-interdiction platform that ensures client orders never breach market regulations or client charter limits.

Led regulatory compliance team responsible for responses to regulatory inquiries and explanation to management of the major technology risks to which product operations are exposed: • (2008-2015) Risk Management Lead for Hedge Fund Services, Private Equity Fund Services, and Global Derivatives Services. Faced off on risk assessments and issue resolution with both auditors and OCC Examiners. Oversaw controls execution and compliance reporting for Cash Equities, Sovereign Fixed income, Repos / Reverse Repos, Interest Rate Swaps and options. • (2005 – 2008) Managed bank’s first centralized Third Party Risk program to establish periodic risk monitoring activities with 200+ critical technology services vendors, and to execute risk assessments.

Advised management of money center banks, institutional asset managers, and private asset managers on matters related to due diligence and risk management processes.Large Private Asset Manager (Controls Program Implementation) – Designed and implemented multi-broker Position and Trades Reconciliation Process & Tools (onshore & offshore portfolios). Integrated results with portfolio accounting engines and security master. Designed automated controls for netting, reconciliations and security identifier management. Created intraday exposure reporting for derivative positions (CFD, CDS, energy options).NYSE Market Maker (Due Diligence) – Team lead for proposed acquisition of another Market Maker. Advised on equity market transaction controls (transmission, booking, execution, posting, netting & clearance) and scalability of existing infrastructure. Advised on backstop and recovery processes.Private Asset Management Analytics Provider (Due Diligence) – Team lead to establish the quality and timeliness of performance information for publisher of private asset management performance, transparency, strategy information.Software Startup (Due Diligence) – Team lead to establish the efficacy, scalability, accuracy, and competitive advantage of startup geodata imaging software business to be acquired by major oilfield services business.