Darryl Harper Email & Phone Number

London, Gb

Zurich, Ch

Zurich, Ch

Responsible for the completion of all planned monitoring and testing activities across Global Markets and Investment Banking Capital Markets.Manage and support a team of Compliance Officers throughout monitoring/ testing assignmentsContinuous Monitoring of Controls teams, Compliance Advisory and senior management on understanding and tracking key risks, including applicable regulatory obligations (MiFID II, PRiPS, MAR)Championing visualisation solutions to support monitoring and testing outcomes for senior audiences and stakeholders.Leading a programme of work to develop and implement an enhanced operating model throughout 2017/18.

Global, Oo

Providing management support and guidance to teams in London and Manila, ensuring the effective monitoring of Front Office and targeted business areas communications.Responsible for meeting all SLA's, Leading weekly calls with the Head of Compliance and local officers, updating guidance as appropriate. Providing insight into the regulatory environment that impacts or supports the work undertaken. Ensuring that all deliverables are met within budget.Development of relevant knowledge base and continuous learning programme aligned to quality assurance programme.

The primary function of this role is to quality assure all surveillance activities from the ground up and be an integral part of the management team of newly formed global Compliance Surveillance team- Work with the Trade and Communciations Managers and their senior analysts so that alert reviews by the level one and two analysts are appropriately sampled and reported- Test the surveillance processes back to front that they are being properly followed, including the regional follow-ups for level three alerts- Work with source system owners to ensure feeds are accurate and complete and obtain periodic attestations- Produce MI with KRI’s and KPI’s such that the overall management of the function is enhanced; with special focus on individual analysts and processes- Take the lead in developing MI reporting to all stakeholders and own the responsibility- Work with the Surveillance Development Surveillance Officer to take a periodic higher level review of the function so that all surveillance remains appropriate to the risks generated by the prevailing business model (ongoing risk assessment)- Test the surveillance processes and identify areas of enhancement where appropriate- Work with Group Internal Audit and other external audit stakeholders where applicable and ensure that through the QA and MI work, overall governance of the Global Surveillance function is effectively

Providing internal assurance to RBS Markets and International Banking, covering Front to Back Office functions, projects and change programmes. With particular focus on Compliance and Regulatory Risk on a global level in-line with risk appetite.Certified Anti-Money Laundering Specialist (CAMS)

Gogarburn, Gb

Running a team that advise and create ad-hoc, weekly, quarterly and Monthly valuations for Plain, Exotic and Credit Derivatives, Commodity, Bond and Equity trades. In addition, to supply audit confirmations as required to existing clients.Create manual valuations where databases are unable to calculate values due to the complexity of the tradeLiaise with trade support and sales across the globe to ensure that all information is updated and that the clients’ needs are being supported, or verifying data.Liaise with clients on bespoke requirements where appropriate.Work in line with Sales and Trader on new clients, or Offshore requirements.Testing new files and systems that impact on any valuation proposal or existing offeringWorking with RDM, NCTO & CLA to ensure that all information is correct to meet payment instructions deadlinesAdhering and instituting ABN Audit & Compliance procedures in all areas, including continued best practice.

Amsterdam, Nl

Amsterdam, Nl

Responsible for the Dutch portfolio for all Derivative trades, as first point of contact regarding all new and existing trades, confirming settlements and agreeing new tradesQuerying and escalating as appropriate to each Department.Liaising with Sales, Trader, Investigations relating to any query or payment issue

Amsterdam, Nl

Working as part of a small team, overseeing UK, US, Derivative confirmations prior to despatching to the client. I worked exclusively with the Dutch, French & German operations, preparing bespoke Confirmations according to trade requirementsQuerying and escalating as appropriate to each department. Overseeing effective audit trails and providing stats for weekly Operational reports. Liaising with Sales, Client Services, trade support, legal and traders to ensure all trading information is consistent and matches all documentation according to regulatory standards and ISDA practices.

Amsterdam, Nl

Working as part of a small team that advise and create ad-hoc, weekly, quarterly and Monthly valuations for Plain, Exotic and Credit Derivatives, and Commodity trades, in addition, to supply audit confirmations as required to existing clientsCreated manual valuations where databases are unable to calculate values due to the complexity of the tradeLiaise with trade support and sales across the globe to ensure that all information is updated and that the clients’ needs are being supportedWorking with RDM, NCTO & CLA to ensure that all information is correct to meet payment instructions deadlines.Released to Special projects, integrity testing authentication of trade results on Valuation statements

Acting as a consultant to several small businesses, advising on set-up, management and running of new business operationsThe business areas covered include; Bespoke Jewellery, Equine Sports Massage and International Properties. Responsible for the set up and maintenance of websites, arranging and liaising with PR agencies, press and clients as appropriate

London, Gb

Responsible for the set-up and maintenance of over 400 websites, either as Internet or extranet configurations, arranged to display client specific news items from National, Regional, International, Trade and Consumer publications, including Internet and NewswiresDevise and arrange intensive training on all systems for staff and clientsMaintain a 24-hour phone and email support for all on-line clientsAdvise on upgrades and additional functionalitySet up new sites as required, including branding to meet client requirements.Responsible for the development and implementation of an evaluation service of Press, Web and Ad coverage, as directed by the client’s brief Working with key industry figures (incl. Professor Brian Winston) to establish an acceptable formula in presenting the evaluated material In conjunction with Developers and designers to create a workable and “user-friendly” interface Recruitment of suitable staff, setting up a forum to test that the analysis was appropriate and met objectivesEstablishing partnership links with clients to validate the evaluated materialMeet business objectives - set up Proposals, Targets and adhere to budget

London, England, Gb

Responsible for the smooth running of the entire UK Press Dept (approx 75 staff members; reading, analysing and distributing content from National, Regional, Trade and Consumer publications to over 500 clients), including the Reprographics and Despatch team across the day and night teams, with an Operational Budget of approx £2.5mAdhering to monthly budgets, across the Dept.Reviewing all existing supplier and client contracts, approve Tender proposals for new or existing clients. Setting up regular training workshops for all staff. Holding regular appraisals and reviews, on a daily basis, liaising with suppliers, clients and internal departments regarding contracts, delivery and service developments or issues.Arranging “think tank” workshops across the workplace, and within the Group. Held a key role in the Y2K Disaster Recovery Team. Responsible for all copyright issues, including the quarterly audits, for admission to the NLA.