Darshit Shetty Email & Phone Number

Cork, County Cork, Ireland

-Recommendations and Filing of Suspicious Activity Reporting (SAR) / Suspicious Transaction Reporting (STR), to comply with Central Bank of Ireland requirements within government mandated timelines for USA and Europe based customers.-Conduct investigations for the alerts generated and apply judgement and decision-making skill to determining whether there is ground for suspicion of, AML, CFT, Child exploitations, Sanctions, Pep's and other suspicious transaction activity.-Transaction monitoring to ensure Anti-Money Laundering (AML) policies + procedures are complied with.-Evaluating company’s user agreement and regulatory requirements while monitoring its customer base is following them.-Analyzing high risk accounts to mitigate policy violations by reviewing the Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) questions and other internal risk filters.-Investigating the KYC information and documentation from customers to ensure compliance with AML procedures.-Requesting necessary documents to perform KYC and Enhanced Due Diligence (EDD) checks.

Dublin, County Dublin, Ireland

As a KYC & AML Analyst, I am part of a Client Lifecycle Management (CLM) team. During which I am working for a client that runs on a digital platform and needs to comply with the Digital Service Act (DSA). In this, my role is to conducting partner onboarding and periodical KYC procedures for all the new and existing clients as per the Digital Service Act. As an onboarding and periodical procedure, I need to thoroughly check and verify all the required documents of individuals and businesses that are partnering or partnered up with my client. As part of the KYC procedure, I am using tools like AU10TIX and Orbis- Bureau Van Dijk (BvD). I am mainly focused only on the individuals and businesses that are operating in Europe and UK, which has given me a hands-on expertise on understanding and verifying various types of documents from different countries across Europe and UK.

Dublin, County Dublin, Ireland

In the operational team at Park Rite, I am responsible for Daily Reporting & Transaction Reconciliation, Compliance and Operational Risk, Payment Reporting, Remote Car Park Management, Car Park Maintenance and Safety, Cash Handling & Pay Machine Management, Coin Accounting & Cash Payment Processing.

Thane, Maharashtra, India

I was part of the audit team responsible for the auditing of SME to large enterprises, focused on reconciliations, substantive testing, compliance & risk testing, Financial Crime Analysis & Verification.Compliance & Risk Testing: Reviewed company policies, procedures, processes, files, and documentation to assess their alignment with existing regulations in the industry. Ensured that the organization operated within legal and regulatory frameworks.Financial Crime Analysis, and Verification: Comparing current year financials with previous year balances, conducting internal tracing to ensure accuracy in the accounting system, and performing casting to check for accuracy with the numbers in the financial.Reconciliations: I regularly performed reconciliations to ensure financial accuracy and compliance. This included bank reconciliations, accounts receivable reconciliations, accounts payable reconciliations, inventory reconciliations, and operating expense reconciliations. Team Management: Assisted the Manager in various team responsibilities, including conducting meetings, checking weekly time sheets, distributing work among team members, and monitoring timely submission of deliverables. Additionally, I independently conducted training for interns and new joiners, providing practice testing and reviewing their work to facilitate their professional development.Key Achievements: Received “Dot of Fame- Team Category” award in recognition of outstanding contribution in the fiend of audit. Selected to work on the SFIO (Serious Fraud Investigation Office) submission of past Audit reports completed by Deloitte.

Mumbai, Maharashtra, India

As a dedicated KYC & AML Analyst within the asset management industry, I specialize in ensuring trust and compliance within financial services. With a keen eye for detail and a commitment to regulatory standards, my role encompasses a range of critical responsibilities.1. Client Onboarding: Conducting thorough KYC procedures during the client onboarding process to establish trust and verify identities in compliance with regulatory requirements.2. Periodical Reviews: Performing regular KYC procedures for existing clients, ensuring ongoing compliance and risk mitigation.3. AML Procedures: Conducting comprehensive Anti-Money Laundering (AML) procedures, including customer due diligence (CDD), transaction monitoring, sanctions screening, suspicious activity reporting and fraud investing.4. Regulatory Compliance: Staying abreast of evolving regulatory frameworks and guidelines to ensure adherence and proactive risk management.

Mumbai, Maharashtra, India

I play a pivotal role in upholding trust and compliance within the financial services sector. Leveraging meticulous attention to detail, I meticulously verify client documentation during the onboarding process, ensuring all requisite materials are complete and accurate. Whether working with individual investors or businesses, I conduct comprehensive checks on government issued IDs, address proofs, and business documentation, safeguarding the integrity of our client base while adhering to regulatory standards. Passionate about maintaining the highest levels of due diligence, I am committed to facilitating smooth and compliant client onboarding experiences.

Msc - Finance, Finance

Activities and Societies: Member of society: Investment society and cricket societyModules: Financial statement analysis and Ethics, Asset.

Bachelor In Accounting And Finance (Baf)

Activities and Societies: Sports Representative of college, Cricket, Volleyball