Founder | President | Retirement Plan Consultant
CurrentI have been in the financial services industry since 2005 specializing in helping plan sponsors achieve successful retirement plan outcomes for over 10 years. As an experienced retirement plan specialist, my services include fiduciary guidance, plan benchmarking, service provider analysis and selection, investment due diligence, target date fund consulting, plan design, and education and communication programs for plan sponsors and participants.I attribute my success to my ability to communicate and listen effectively to plan sponsors in identifying opportunities for improvement, then creating and implementing the appropriate solution. By recognizing plan sponsors identify their duties such as Plan Filings, Taxes and Compliance as their number one challenge I have developed a set of best practices for plan fiduciaries designed for them to dot the “i’s” and cross the “t’s”. This set of best practices allows me to help them minimize their administrative burden and fiduciary risk while maximizing the tax benefits and keeping the plan competitively priced for the plan sponsors I work with. Our best practices include:• Investment Policy Statements (IPS) drafting and development | Analysis of existing IPS using our Scorecard System• Identify and Establish Investment & Education Committees• Documented Committee Charters• Compliance with 404(c) ERISA• IRS Compliance Test Consulting (form 5500)• Regulatory Updates and Education• Annual Fiduciary Plan Review | Documented Meeting Minutes
