Daryl Smith

Daryl Smith Email and Phone Number

A pragmatic, solutions-focused and customer-centric risk and compliance manager with strong commercial acumen, an inclusive approach and a proven track record of building engaged, high performing teams @ Westpac New Zealand
new zealand
Daryl Smith's Location
Auckland, Auckland, New Zealand, New Zealand
Daryl Smith's Contact Details

Daryl Smith work email

Daryl Smith personal email

n/a
About Daryl Smith

As a highly motivated, outcomes-driven and customer-oriented risk and compliance manager with excellent leadership skills, I am passionate about building enduring, mutually beneficial relationships. Having spent the past 20 years with ASB Bank in a variety of positions, I have developed a reputation as a respected financial crime compliance (FCC) subject matter expert who is trusted to provide reliable and impactful advice. With a Lean Six Sigma Green Belt, I pride myself on my ability to drive continuous improvement, streamline processes and maximise efficiencies, whilst building positive, engaged and empowered teams. I have an unwavering commitment to delivering exceptional customer experiences, and as a dedicated advocate for diversity and inclusion, I held the role of Secretary of the ASB Unity Group. CORE COMPETENCIES:• An accomplished risk manager with a track record of success within complex, multi-faceted settings• A trusted advisor who is relied on by senior management to provide timely, accurate insights• A supportive leader who creates and cultivates engaged, empowered, high performing teams• Builds lasting relationships with key stakeholders based on respect and delivering on promises • Committed to thoroughly understanding customer needs and creating optimal experiences • Practical and solutions-focused with a strong interest in driving continuous improvement • Self-aware and emotionally intelligent with highly developed writing and presenting skills• Recognised by leaders for my resilience, professionalism and sound judgement under pressure • Empathetic, inclusive and dedicated to embracing diversity and promoting wellbeing in others

Daryl Smith's Current Company Details
Westpac New Zealand

Westpac New Zealand

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A pragmatic, solutions-focused and customer-centric risk and compliance manager with strong commercial acumen, an inclusive approach and a proven track record of building engaged, high performing teams
new zealand
Website:
westpac.co.nz
Employees:
2891
Daryl Smith Work Experience Details
  • Westpac New Zealand
    Financial Crime Compliance Manager
    Westpac New Zealand Apr 2024 - Present
    Auckland, New Zealand
  • Asb Bank
    Senior Manager Compliance, Financial Crime Operations
    Asb Bank Mar 2022 - Jul 2023
    Auckland, New Zealand
    ASB provides a range of financial services including retail, business and rural banking, funds management, insurance through AIA New Zealand and IAG New Zealand, and investment and securities services through ASB Group Investments and Securities.In this role, I was primarily focused on a PTR project where we sought to identify where we were not compliant and revalidate prior compliance decisions, whilst building and gaining support for further spend on unidentified risk areas of PTR. In addition I was working on a transformational customer lifecycle management application and a variety of other compliance activities as they surfaced.
  • Asb Bank
    Financial Crime Compliance Manager, Private Banking, Wealth & Insurance Division
    Asb Bank Aug 2017 - Mar 2022
    Auckland, New Zealand
    My team and I were responsible for financial crime compliance for a number of businesses including Aegis and Investment Custodial Services Limited (until December 2019), ASB Securities & Nominees, Insurance, Private Banking, Wealth (including ASB Group Investments) and Wealth Operations. The breadth of financial crime I am responsible for compliance within a line 1 capacity is antibribery and corruption, AML CFT, CRS, FATCA, fraud and sanctions.
  • Asb Bank
    Team Leader Financial Crime, Financial Crime & Investigations
    Asb Bank Apr 2013 - Aug 2017
    Auckland, New Zealand
    I managed financial crime processes and assurance for sanction payment screening and due diligence, sanction screening of customers, PEP screening requirements and due diligence, initial and ongoing customer risk rating and due diligence, transaction monitoring, due diligence and rule management, suspicious transaction reporting to Police FIU and fraud detection and assessment (in support of Fraud Detection Manager). I was also the ASB representative for the Commonwealth Bank Group Sanctions Technical Committee tasked with the screening model management at Group level.
  • Asb Bank
    Sanctions Operations Analyst (Line 2) (Promoted To Senior Analyst), Compliance
    Asb Bank Dec 2009 - Apr 2013
    Over this time, I played a key role in migrating the payment sanctions screening process into the team and implementing the Sanctions Payment Project utilising Fircosoft as SME and single UAT tester. I also contributed to the AML Programme which began in 2011 in anticipation of the AML CFT Act coming in to effect in 2013, and was approved by a panel of General and Executive management to be a participant in the Accelerated Risk Futures Programme for people with leadership potential.
  • Asb Bank
    Investigations Officer, Treasury And Financial Markets Operations
    Asb Bank Jul 2007 - Dec 2009
    I was responsible for liaising directly with overseas banks regarding international payment investigations whilst servicing the ASB retail branch network and customers directly with their queries regarding international money transfers. I also oversaw sanction payment screening and managed improvement in the filters completeness in its earlier form prior to a significant modernisation.

Daryl Smith Skills

Anti Money Laundering Sanction Financial Risk Due Diligence Finance Branch Banking Management Banking Transaction Processing Risk Management Counterterrorism Fraud Detection

Frequently Asked Questions about Daryl Smith

What company does Daryl Smith work for?

Daryl Smith works for Westpac New Zealand

What is Daryl Smith's role at the current company?

Daryl Smith's current role is A pragmatic, solutions-focused and customer-centric risk and compliance manager with strong commercial acumen, an inclusive approach and a proven track record of building engaged, high performing teams.

What is Daryl Smith's email address?

Daryl Smith's email address is da****@****b.co.nz

What skills is Daryl Smith known for?

Daryl Smith has skills like Anti Money Laundering, Sanction, Financial Risk, Due Diligence, Finance, Branch Banking, Management, Banking, Transaction Processing, Risk Management, Counterterrorism, Fraud Detection.

Who are Daryl Smith's colleagues?

Daryl Smith's colleagues are John Trail, Niromi Kithulagoda, Reuben Tilley, Chelsea Compston, Jens Carlson, Hui (Alina) Sun, Amanda Boyle.

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