- Perform assessment of effectiveness of assigned regulatory/compliance controls. - Map processes of assigned controls and identify main control components within the process. - Evaluate assigned controls for operating effectiveness, document results and raise issues as appropriate - Evaluate the root cause analysis for all material issues and remediation plans in place. - Perform issue closure validation to ensure risks are sustainably remediated. - Delivering highest… Show more - Perform assessment of effectiveness of assigned regulatory/compliance controls. - Map processes of assigned controls and identify main control components within the process. - Evaluate assigned controls for operating effectiveness, document results and raise issues as appropriate - Evaluate the root cause analysis for all material issues and remediation plans in place. - Perform issue closure validation to ensure risks are sustainably remediated. - Delivering highest quality results with excellent client satisfaction and feedback.- Perform assessment of effectiveness of assigned regulatory/compliance controls. - Map processes of assigned controls and identify main control components within the process. - Evaluate assigned controls for operating effectiveness, document results and raise issues as appropriate - Evaluate the root cause analysis for all material issues and remediation plans in place. - Perform issue closure validation to ensure risks are sustainably remediated. - Delivering highest quality results with excellent client satisfaction and feedback. Show less

Business analyst.ntified and resolved potential compliance issues.TCS, Hyderabad— Lead Feb 2016 - Aug 2022• Assist in the execution and/or oversight of Manager’s Control Assessment at regional and/or countrylevel(s)• Assist in the implementation of ad hoc FIU projects• Perform AML investigations and compliance reviews (on-boarding and maintenance) in conjunctionwith countries/regions, particularly in relation to high-risk customers• Assist in the… Show more Business analyst.ntified and resolved potential compliance issues.TCS, Hyderabad— Lead Feb 2016 - Aug 2022• Assist in the execution and/or oversight of Manager’s Control Assessment at regional and/or countrylevel(s)• Assist in the implementation of ad hoc FIU projects• Perform AML investigations and compliance reviews (on-boarding and maintenance) in conjunctionwith countries/regions, particularly in relation to high-risk customers• Assist in the implementation of ad-hoc projects• Document review findings, ensure awareness of conclusions and prepare a report of findings for Compliance and Business management• Responsible for communicating with senior managers, members of the Business and other CitigroupAML monitoring units to ensure findings are incorporated in all aspects of the AML control program• Perform AML investigations and compliance reviews (onboarding and maintenance) in conjunctionwith countries/regions, particularly in relation to high-risk customer Show less

-Analyse the client data regarding company status based upon financial reports from Internal & External data.

-Analyse the client data regarding company status based upon financial reports from Internal & External data.-Tools Used in this process- Duns & Bradstreet, One source Application, Bankers Almanac, Avox Data & Company register.-Performed risk analysis on moderate to high-risk individuals and entities to ensure compliance.-Reviewed exception reports designed to detect and prevent money-laundering activities & Investigated potential clients, utilizing research and analysis of public… Show more -Analyse the client data regarding company status based upon financial reports from Internal & External data.-Tools Used in this process- Duns & Bradstreet, One source Application, Bankers Almanac, Avox Data & Company register.-Performed risk analysis on moderate to high-risk individuals and entities to ensure compliance.-Reviewed exception reports designed to detect and prevent money-laundering activities & Investigated potential clients, utilizing research and analysis of public records, commercial databases, global media sources and the internet.-Tools Used in this process- SAP Application, CINQ, SMARAG & PCR Show less

-Client acquisition for the various Financial services, Investment products like Bonds, Mutual funds, Derivatives & Insurance products like ULIPs, Term Products & Credit Products like Home Loans, LAP Loans, LRD, etc) as per the monthly targets given.-Managing portfolio of clients and advising them on appropriate products for investment