Dave Chabolla Email & Phone Number

With over 38 years of professional experience, my core competencies lie in brokerage and margin lending, with a deep-rooted commitment to upholding credit policies and regulatory standards within the financial industry. I am dedicated to integrating the tenets of protecting the firm and investors with my expertise in margin lending, options strategies and risk analysis ensuring the team operates with integrity and excellence. My leadership is driven by a vision to innovate and optimize financial mechanisms in a way that aligns with a culture of protecting and ensuring safe growth of investor assets.As the Senior Margin Manager at BNY Pershing, I led the Disclose Margin Team, supervising 14 dedicated employees in the enforcement of Firm credit policies and adherence to critical regulatory rules such as Regulation T and FINRA 4210. My role emphasized strategic oversight and risk management, ensuring that our brokerage services not only met but exceeded industry standards, thereby safeguarding clients' interests and maintaining the firm's reputable standing in the market.

Listed skills include Series 7, Securities, Series 63, Series 24, and 13 others.