David Moniz, Cfa, Cfp® Email & Phone Number

Wayne, Pa, Us

I work closely with investors to construct an investment portfolio designed to meet their investment goals and risk tolerance. I meet with my investment clients at least annually to review their portfolio and determine whether any changes to the strategy are warranted. I provide professional advice on investing, provide financial solutions, direction, and education to clients. I work in collaboration with a client's other trusted advisors to provide a unified and well coordinated financial plan.

Construct customized investment portfolios for clients in accordance to their stated goals & objectives.Periodically meet with clients to reconfirm goals, review performance results, and provide guidance.Coordinate efforts with a client's other trusted advisors to deliver superior customer service.

Radnor, Pa

Demonstrate leadership by providing support, systems training, and financial industry knowledge to the operations teamCollaborate with internal and external auditors to maintain internal controls and ensure Haverford operates within established financial rules & regulations.Enhance procedures and processes by creating new tools and reports. Examples include:o Creating the procedures and processes for Haverford’s derivative trading and brokerage settlemento Automating several processes and reports by using advanced Excel techniques (macros, logic formulas, SQL queries, Visual Basic coding, etc.)o Created mail merge documents to streamline administrative taskso Resourcefully query real-time market data from Bloomberg, Telemet, and other computer systems to create various reports & toolsSpearheaded a company effort to develop tools and processes to better manage cash balances and minimize overdrafts in client accounts

Radnor, Pa

Prepare and finalize equity, fixed income, derivative, and mutual fund trade settlementsResearch and resolve trade settlement issues and asset out of balancesPurchasing and redeeming proprietary CD'sPrepare physical certificates for delivery to transfer agentReceive, deliver, and transfer client assetsReview transaction and account coding to ensure accurate tax reportingClient liaison and technical support for all inquiries regarding the client website

Compile credit reports, financial data, and other information on potential customers in order to calculate credit riskBased on the credit risk assessment, decide on fair credit terms that would both shield the company from credit risk and allow the customer some financial flexibilityMonitor current client accounts and enforce the corporate credit policiesCoordinate efforts with the other departments in order to meet weekly/daily department deadlines

Master Of Business Administration (Mba), 3.83

Bachelor'S Degree, Finance, General