David Pham Email & Phone Number

Manage Trading and Reconciliation through Fiserve APLSubmit XTRAC requests for cost base correction base on clients requests.Analyze and correct cash breaks on clients accounts.Research and analyze the vlad report to pinpoint and solve trade discrepancies. Consolidate and post money market trades to Fiserve APL system. Proactively manage client issues and resolve problems as they arise in a timely and accurate manner.

Researched daily cash and unmatched holding breaks between the custodian and account manager.Processed dividends, interests, and paydown incomes.Researched and notified trade operations of any failing trades.Verified and posted security litigations to match custodian records. Notified clients of large cash flows and reported investable cash in their accounts.Researched and resolved any out of balances or breaks in over 50 assigned accounts daily.Posted STIF interests to the GIM system on month end. Submitted month end reports on all accounts.

Identified, analyzed, and processed overdraft loans.Processed and posted rate received FX, broker commissions, cash expects, expenses, sbouts rate received, and settlement reversals.Verified with clients any large credit or debit transactions to the account daily.Notified clients of any overdrafts or discrepancies on the account and process any fees if necessary.

Analyzed and reported mutual fund sales to states for renewal permits.Analyzed and forecasted future mutual fund sales and process additional shares if needed.Processed and sent out checks to states to cover any fees that incurred from renewal of permits or additional shares to the funds. Processed hundreds of transactions from Morgan Stanley and Nationwide mutual funds on a daily basis utilizing JP Morgan’s Blue Sky system. Updated funds and file permits received from States. Processed new filings and terminations of funds base on clients request.Organized all state permits from clients funds for record keeping.

Completed daily cash reconciliations to monitor cash variance as well as perform root cause analysis.Researched and executed foreign exchange repatriation for client accounts.Processed accounts estimates, repurchase agreements, money market transactions, and capital stock activities. Managed and monitored cash for multi-million dollar mutual fund portfolios for various clients. Utilized State Street’s proprietary systems to process portfolio transactions for domestic, federal, and foreign securities.Prepared weekly exception (e.g., failed trades) summaries for client reporting.Performed daily analysis to assess the availability of investable cash for various clients under strict deadlines. Coordinated with other internal departments to monitor, intercept, and solve foreign trade exceptions.Processed large amounts of principle and interest for paydowns as well as report investable cash to clients twice a month.Collaborated with fund accountants to prevent pricing errors on client’s mutual funds.

Bachelor Of Arts, Economics

Bachelor Of Arts, Economics