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David Albin Email & Phone Number
FINRA and SEC Supervisory Principal
at
STRATOS
1 work email found
@firstallied.com
4 phones found area 925, 636, and 800
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
FINRA and SEC Supervisory Principal
Location
San Diego, California, United States
Company size
Who is David Albin? Overview
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Quick answer
David Albin is listed as FINRA and SEC Supervisory Principal at STRATOS, a company with 255 employees, based in San Diego, California, United States. AeroLeads shows a work email signal at firstallied.com, phone signal with area code 925, 636, 800, and a matched LinkedIn profile for David Albin.
David Albin previously worked as Advisory Compliance Analyst at Independent Financial Group, Llc and Compliance Liaison at Prime Trust. David Albin holds Ba, Philosophy from Uc Santa Barbara.
Company email context
Email format at STRATOS
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{first_initial}{last}@firstallied.com
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AeroLeads found 1 current-domain work email signal for David Albin. Compare company email patterns before reaching out.
Profile bio
About David Albin
David Albin is a FINRA and SEC Supervisory Principal at STRATOS. He possess expertise in series 7, mutual funds, series 63, financial analysis, investment advisory and 19 more skills.
Listed skills include Series 7, Mutual Funds, Series 63, Financial Analysis, and 20 others.
Current workplace
David Albin's current company
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Stratos
8 roles
David Albin work experience
A career timeline built from the work history available for this profile.
Advisory Compliance Analyst
Current
Nov 2022 - Present
Compliance Liaison
Dec 2021 - Oct 2022
Investment Solutions Supervisor
Managing the support team for the firm’s premier trading platforms built with the Envestnet technology. Handling escalations related to account opening, funding and trading. Running point on all trade errors with less than $25k potential loss. Reviewing call volumes and statistics to determine levels of support and areas for improvement. Providing guidance.
Jun 2017 - Dec 2021
Investment Advisory Compliance Analyst
Providing compliance oversight for over 700 Investment Adviser Representatives, including our in-house RIA with over $1b AUM. Presenting member and host to the Investment Review Committee where advisor strategies are vetted for discretionary management. Preparing documentation for a live SEC audit and lead representative in multiple custody audit exams in.
Nov 2013 - Jun 2017
Sales Specialist - Trading
- Recruited independent registered investment advisors that specialized in highly active option trading strategies for their clients. Conducted live demonstrations of TD Ameritrade Institutional’s most advanced trading.
- Successfully enrolled 40+ firms
- $150mm+ net new assets to TD Ameritrade for firms enrolled
- $600k+ net annual revenue increase to TD Ameritrade from firms enrolled in Fiscal Q3 2013
- Worked on over 100+ advisor terminations
Dec 2012 - Nov 2013
Specialist, Product Risk Oversight
- Guided $100mm+ AUM advisors and provided assistance in gaining new clients. Enforced compliance surveillance for highly SEC-regulated programs. Negotiated vendor payment deadlines and setting realistic expectations..
- Employee of the Month – March 2011
- Pursuit of Excellence Award in Teamwork – April 2011
- Wall of Fame for Exceptional Client Service – October 2010, May 2012
- Enrolled $5b+ AUM advisor in referral program second fastest time on record.
Dec 2009 - Dec 2012
Bartender
Jul 2007 - Dec 2008
1 education record
David Albin education
FAQ
Frequently asked questions about David Albin
Quick answers generated from the profile data available on this page.
What company does David Albin work for?
David Albin works for STRATOS.
What is David Albin's role at STRATOS?
David Albin is listed as FINRA and SEC Supervisory Principal at STRATOS.
What is David Albin's email address?
AeroLeads has found 1 work email signal at @firstallied.com for David Albin at STRATOS.
What is David Albin's phone number?
AeroLeads has found 4 phone signal(s) with area code 925, 636, 800 for David Albin at STRATOS.
Where is David Albin based?
David Albin is based in San Diego, California, United States while working with STRATOS.
What companies has David Albin worked for?
David Albin has worked for Stratos, Independent Financial Group, Llc, Prime Trust, Cetera Financial Group, and First Allied Securities, Inc..
How can I contact David Albin?
You can use AeroLeads to view verified contact signals for David Albin at STRATOS, including work email, phone, and LinkedIn data when available.
What schools did David Albin attend?
David Albin holds Ba, Philosophy from Uc Santa Barbara.
What skills is David Albin known for?
David Albin is listed with skills including Series 7, Mutual Funds, Series 63, Financial Analysis, Investment Advisory, Series 66, Equity Valuation, and Asset Allocation.
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