CIO and Head of Sales/Distribution for Hoya Capital.To learn more about HOMZ and RIET, please feel free to reach out!

Securities offered through World Equity Group, Inc., member FINRA and SIPC

Institutional Trading*Executed institutional trades on behalf of hedge funds, mutual funds and pension fund clients specializing in Real Estate Investment Trusts (REITs)*Generated approximately $4.2 million in hard dollar commissions on behalf of 35 different institutional accounts in 2010 ($4.6 million in 2009)*Maintained relationships with institutional customer base by informing them daily of published research, trading, upgrades/downgrades and other ideas on behalf of our analysts and other traders*Developed relationships with customers that specialize in trading REIT preferred stocks which sometimes led to large cross orders between customers*Handled pair trade orders on behalf of institutional customers based on ratios, multipliers, price/percentage change, and dollar-neutral instructions*Created and maintained the firm's pairs trade spreadsheet that became the model for all pair trade executions*Responsible for accumulating all news, articles, upgrades/downgrades and internet stories that were incorporated into an AM Update note sent out to over 500 customers*Worked on broker relationships resolving technical issues with firms that specialized in algorithmic and pairs trading platforms (Knight Capital, Credit Suisse

Created online portfolios for customers to track and update stock holdings*Handled option spreadsheet calculations to manage the firm's positions*Performed research and analysis on companies to try and generate trading ideas Brokers Licenses: 7, 63, 55