David Bohm Email & Phone Number

San Francisco, California, Us

Leading an amazing compliance team to help people get their money right.

San Francisco, Ca, Us

Leading risk, compliance and legal for an amazing supply chain finance and payments business that will transform access to working capital for deep tier suppliers.Establishing all global and local policies for credit, AML/CFT, ops risk, etc.Defining system requirements from a risk/compliance perspectiveNegotiating contracts and agreements (vendors, partners, clients)Credit risk assessment of all investment opportunitiesApproval of all internal controlsSetting the tone from the topLegal entity and licensing strategy

San Francisco, Ca, Us

As the chief administrative officer, oversaw the departments responsible for strategic planning, policy, budget and forecasting, professional learning, conflicts and ethics, supervisory operations, business technology, quality assurance, project management and communications for the Supervision and Credit function.• Lead a cultural transformation of the workforce, to become a more open and inclusive workplace• Developed the first multi-year strategic plan for supervision, resulting a unified sense of purpose for all Supervision team members• Managed an effective relationship with the Board of Governors that contributed to an effective Board oversight rating though a difficult supervisory cycle• Provided strategic insights to the Federal Reserve System governance for supervisory information and technology spending, contributing to a 20% reduction in maintenance expense, system-wide• Maintained effective partnerships with multiple business lines within Supervision, in a highly matrixed environment, resulting in improved service levels and team member satisfaction

New York, New York, Us

Responsible for all Consumer and Citibank NA Compliance Testing, globally. Set policy, strategy, standards, quality control process, data mining, as well the integration with various risk assessments and GCR platform. Implement and govern Citi's global Regulatory Rules Matrix. Member of Compliance Executive Committee. Primary regulatory contact with FRB, OCC and FDIC for all testing and well Regulatory Controls Matrix. Oversee work related to Mortgage, Cards and AML related regulatory commitments and consent orders, BCBS 239 and Corporate Compliance functions. Partner closely with Enterprise Risk, Internal Audit and senior business leaders• Established strategic approach, policy and standards for global testing programs, developed a Quality Assurance program for Global Testing and served as the primary interface with banking regulators (FRB, OCC, FDIC and CFPB) for all testing related issues, resulting in no MRA’s (matters requiring attention) for the areas I oversaw• Designed and implemented a BCBS independent validation function for the oversight of risk analytics and built a dedicated Data Analytics team utilizing cutting edge technology and tools• Integrated and rationalized test planning, risk assessments, providing first line oversight, reducing redundance and decreasing compliance spend 15%• Managed and executed the oversight of multiple consent order response plans including Mortgage, Cards and AML in order to meet regulatory expectations and avoid public sanctions• Implemented firm wide global GRC platform and standards for oversight of a Regulatory Requirements and Controls Inventory and change management, resulting for the first time in being able to see the above elements across 100 counties and 185 material legal entities

New York, New York, Us

Responsible for internal controls, Compliance Testing and Risk Control Self Assessment, including branch audits for Citi's Consumer Businesses.Business reorganized, resulting in title change and some change in non-compliance related activities.

New York, New York, Us

Responsible for overall branch operations for Citi's US franchise of approximately 1100 branches.• Developed a robust scorecard and risk management model for evaluating branch performance, resulting in improved risk awareness and metrics• Managed multiple 3rd parties for the delivery of operations services, reducing resources while maintaining quality and operational integrity • Streamlined branch operations while improving operational processes and integrity, resulting in a 12% reduction in headcount

New York, New York, Us

Responsible for Operations and Technology, including information security and regulatory relations for Citibank's Japan banking franchise, including Consumer and Corporate banking.• Managed all interactions with local and federal regulators for the Operations and Technology (O&T) division. • Chaired the cross-disciplinary Operational Risk Committee for Citibank Japan• Established Center of Excellence (COE) strategy, to move work to lower cost locations including site selection, standards and procedures as well as hiring and performance management metrics for two sites, reducing operating costs 45% over Tokyo expense levels • Rationalized technology stack streamlining, reducing legacy applications by 50% • Developed standardized metrics, dashboard and performance management program for operations, leading to reduced operational risk and losses. • Led a team of 750 O&T professionals across Retail and Wholesale banking

New York, New York, Us

Responsible for all operations of Citibank West FSB, including Branch and Back office operations, location strategy, regulatory relations and all administrative functions.

New York, New York, Us

Various front office sales and back office positions of increasing responsibility.

Ba, Economics

Certificate Program, Consumer Banking And Commercial Lending