David Brennan, Cfa Email & Phone Number

Sydney, New South Wales, Australia

Sydney, Australia

Investment research, financial modelling, valuation and presenting stock recommendations to investment team. Regular generation and communication of investment ideas to State One's adviser, dealer, trader network.

Sydney

o Covering 20 small to mid-cap mining stocks (including early stage explorers and developers) listed on the FTSE/ASX. Coverage included mining services company Sedgman, and precious metal plays: ABM Resources, Beadell Resources, Cobar Resources, Kimberley Diamonds, Medusa Mining, Northern Star, Ramelius, Saracen, Sumatra Copper & Gold, and St Barbara, base metal plays: Independence, Kasbah Resources, Metals X, Sirius Resources, bulk (iron ore/coal) plays Atlas Iron, BC Iron, Haranga Resources, and New Hope Corp. o Marketing to Ord Minnett’s extensive (180) retail adviser desk and Australian and Asian-based institutional investors.o Working with Corporate Finance with company screening and evaluation for equity placements and capital raisings.

Melbourne, Australia

o Covering the larger cap Resource space in the FTSE/ASX including diversified miners BHP Billiton (BHP) and Rio Tinto (RIO), gold play Newcrest (NCM), oil/gas and utilities plays Woodside (WPL), Santos (STO), Origin Energy (ORG), and AGL Energy (AGL), steel plays Bluescope (BSL) and Arrium (ARI), uranium plays Paladin (PDN) and Era Resources (ERA), and rare earth producer Lynas (LYC).o Marketing to Japan, Asian, European and US-based institutional investors, and hosting Japanese investors at company site-visits. Co-authoring thematic and sector reports with Daiwa’s global resource research team.

Johannesburg Area, South Africa

o Forecasting future earnings performance of companies listed in the Oil and Gas, Chemicals, Paper, Steel, and Aluminium sectors of the JSE.o Interacting with both external clients (institutional investors both in South Africa and overseas), and internal clients (Equity Sales/Traders/Dealers) through research reports, e-mails, telephone, and face-to-face communication.

Johannesburg Area, South Africa

o Forecasting future earnings performance of companies listed in the Diversified Mining (Anglo American and BHP Billiton) Oil and Gas, Chemicals, Paper, and Steel, sectors of the Johannesburg Stock Exchange.o Determining share price valuations and monitoring investment recommendations relative to counter and market movements. Interacting with both external clients (institutional investors both in South Africa and overseas), and internal clients (Equity Sales/Traders/Dealers) through research reports, e-mails, telephone, and face-to-face communication.o Ensuring valuation and recommendation consistency between circa 35 stocks in Credit Suisse Standard Securities’ Resources investment universe.

Johannesburg Area, South Africa

o Controlling order scheduling and paper production at Enstra Paper Mill.o Coordinating intermediate processing of paper product.o Controlling warehousing and dispatch of finished product.o Interacting with head office sales and marketing departments.

Rustenburg Area, South Africa

Supervising drive development / stope development; responsible for production, safety, budget of operations>

Rustenburg Area, South Africa

Delineating ore body and working with production to maximise mine efficiency

Charted Financial Analyst (Cfa), Business, Investment, Equity Valuation, Ethics

Mba, Business

Ba (Hons) Geology, Geology

Education record