David Carr Email & Phone Number

Hull, England, United Kingdom

- Complete KYC reviews on Corporate Customers, ensuring they meet relevant standards.- Complete QC reviews, providing feedback and guidance.- Working as part of a team on projects, ensuring hard deadlines are met and responsibilities kept.- Dealing with complex cases, including complex structures and high-risk industries.

Driffield, England, United Kingdom

Worked on a temporary basis, processing orders and upselling for customers.

Hull, United Kingdom

I work in the Governance and Control team, dealing with the Control Risk Framework and Risk and Control Self-Assessments.

Hull, United Kingdom

I look after a portfolio of c. 60 customers in the Lincolnshire area, dealing with complex servicing queries and hoping to grow businesses.- Helping clients find solutions for their issues.- Managing client experience with multiple areas within the bank and Barclaycard.- Dealing with credit queries and papers, LIBF Certificate in Business Banking and Conduct attained.- Working directly with the Relationship Director to ensure clients within the portfolio are happy with… Show more I look after a portfolio of c. 60 customers in the Lincolnshire area, dealing with complex servicing queries and hoping to grow businesses.- Helping clients find solutions for their issues.- Managing client experience with multiple areas within the bank and Barclaycard.- Dealing with credit queries and papers, LIBF Certificate in Business Banking and Conduct attained.- Working directly with the Relationship Director to ensure clients within the portfolio are happy with service received and to achieve their goals. Show less

Coventry, United Kingdom

I am an AML Analyst within Barclays Financial Operations department. I investigate Front Line cases for money laundering risks for retail, corporate and Barclaycard customers.Investigate and assess alerts relating to potential money laundering risks in the organisationConduct proper investigation of money laundering alerts or transactions considered suspicious, completing Suspicious Activity Reports for the National Crime Agency where required.Ensure efficient identification and… Show more I am an AML Analyst within Barclays Financial Operations department. I investigate Front Line cases for money laundering risks for retail, corporate and Barclaycard customers.Investigate and assess alerts relating to potential money laundering risks in the organisationConduct proper investigation of money laundering alerts or transactions considered suspicious, completing Suspicious Activity Reports for the National Crime Agency where required.Ensure efficient identification and monitoring of activities and transactions considered suspiciousEnsure timely and efficient reporting of transactions considered suspiciousDaily assessment of AML reports relating to potential suspicious activityStay current with money laundering and terrorist financing behaviors, issues, policies, regulations, criminal typologies, industry best practices, and developing trendsHelp in identifying potential weaknesses in processesAct as a subject matter expert to employees, providing guidance on what actions to take in dealing with high risk accountsAssist with addressing queries from corresponding banks relating to money laundering mattersContacting corresponding banks to gain further information to support investigationProvide advice to management on issues relating to correspondent bankingCollect documentary proof and build and maintain case files for transactions deemed suspiciousEnsure proper record-keeping of data collected and analysed Show less

Quality Checking Primary Account Opening Submissions.The Quality Control Manager role means that I have to work with a range of KYC Managers nationwide to ensure policies and procedures are adhered to, as well as ensuring new account submissions are completed as timely as possible.- Full AML KYC reviews for all new and refreshed accounts that are marked as high risk with complex corporate structures and financial institutions.- Ensuring all additional mandatory actions have… Show more Quality Checking Primary Account Opening Submissions.The Quality Control Manager role means that I have to work with a range of KYC Managers nationwide to ensure policies and procedures are adhered to, as well as ensuring new account submissions are completed as timely as possible.- Full AML KYC reviews for all new and refreshed accounts that are marked as high risk with complex corporate structures and financial institutions.- Ensuring all additional mandatory actions have been followed were specific areas are triggered. (PEP’s, OFC's, Adverse Financial News etc...)- Constantly looking to areas of improvement within procedure and policy to prevent risk to bank and ensure the team is working in as efficient a way as possible.- Managing stakeholders (VP's, Heads of Departments, Client and Relationship Directors ) expectations whilst maintaining a rigorous compliance and AML position.- Regular contact with Financial Crime and Heads of KYC to discuss ongoing issues and potential policy queries where these arise.- Ensuring Compliance updates are circulated and queries raised within the team are answered by liaising with legal and financial Crime team to ensure we remain Compliant.- Challenging KYC Managers and Relationship Directors with regards to procedural interpretation and current high risk policies. - Working on high priority cases in order to achieve SLA time frames and support our coverage team's aims and customer expectations.- Providing Statistical feedback to upper management on current case loads.- Acting as subject matter expert for KYC Managers and On-boarding teams across the network.- Risk and control audits are also undertaken to ensure systems and controls are not being completed incorrectly.- Leader on projects aimed at improving quality and standardisation within the KYC process.- Leader of sub-team aimed at rectifying specific queries and errors on cases. Show less

Birmingham, United Kingdom

Client Service Executive.Responsible for 4 portfolios of Diamond Corporate Clients building relationships with them and taking care of any servicing requirements or queries raised.- Named point of contact for corporate clients directly via telephone and email.- Used a range of banking systems including booking deals for FX transfers and placing on long-term treasuries.- Worked alongside Coverage team to spot new opportunities to enhance customer efficiency and also… Show more Client Service Executive.Responsible for 4 portfolios of Diamond Corporate Clients building relationships with them and taking care of any servicing requirements or queries raised.- Named point of contact for corporate clients directly via telephone and email.- Used a range of banking systems including booking deals for FX transfers and placing on long-term treasuries.- Worked alongside Coverage team to spot new opportunities to enhance customer efficiency and also advised on appropriate banking products.- Reported to Relationship Director on day-to-day servicing.- Went on site visits to customer locations and took part in high level meetings with them.- Champion for compliance and Customer Focus.- Trainer and mentor of new colleagues. Show less

Birmingham, United Kingdom

Worked as part of the Barclays Small Business Team.- Processing on Account Opening and Mandate Change dealing directly with customers and the banking network.- Managed workload and also gained strong telephony skills acting as point of reference for customer queries.- Developed KYC and AML knowledge in the role which I now use on a daily basis.

Bachelor Of Arts - Ba, History, 2.1

History

Education record