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My law firm represents nationwide those under investigation by the SEC, as well as SEC Whistleblowers.Out of law school, I started my legal career at Greenberg Traurig in Miami where I defended clients in securities regulatory cases. Thereafter, I joined the SEC where I served as Senior Counsel in the Enforcement Division in the Miami Regional Office, and also served as a Special Assistant US Attorney in the Economic Crimes Division where I investigated and prosecuted federal securities fraud cases. I have served as Court-appointed Receiver in several SEC and FTC enforcement cases in which I was charged by the Federal Court with protecting defrauded securities investors and consumers.I am currently an Adjunct Professor of Law at the University of Miami School of Law where I teach a course on SEC Enforcement, which includes the SEC Whistleblower Program. Previously, I was the Chairman of the Securities Litigation Committee of the Dade County Bar Association, and the Co-Chair of the Securities Enforcement Subcommittee of the Business Law Section of the American Bar Association. I have authored articles on securities law matters, been invited to speak on SEC enforcement issues, and have been retained as an expert witness on securities law issues. Specialties: SEC Defense, SEC Whistleblower representation, FINRA Defense, representation of defrauded stock market investors, and representation of financial advisors in promissory note and employee forgivable loan cases.
Sullivan, Rivero & Chase
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Sullivan, Rivero & ChaseFort Lauderdale, Fl, Us
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Managing PartnerLaw Firm Of David R. Chase, P.A. Jul 2003 - PresentMy law firm exclusively represents nationwide those under SEC and FINRA investigation, defrauded stock market investors in cases involving stock broker fraud and misconduct, and SEC and CFTC Whistleblowers.
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PartnerSullivan, Rivero & Chase Apr 1999 - Jun 2003Represented nationwide individuals in SEC and FINRA investigations and enforcement actions, as well as defrauded stock market investors in cases to recover investment losses.
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Senior CounselUs Securities And Exchange Commission Sep 1995 - Apr 1999Washington, Dc, UsLawyer in Enforcement Division - Southeast Regional Office - responsible for the investigation and prosecution of violations of the Federal Securities Laws. Handled numerous multi-million dollar investigations involving, among other cases, Ponzi Schemes, boiler-room operations, retail sales practice violations, municipal bond fraud and issuer fraud. -
Special Assistant United States AttorneyUnited States Attorney'S Office - Southern District Of Florida Mar 1998 - Mar 1999Investigated and criminally prosecuted securities fraud cases as a specially appointed prosecutor.
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AssociateGreenberg Traurig Sep 1992 - Sep 1995New York, New York, UsAssociate - represented securities broker-dealers in securities regulatory investigations.
David Chase Skills
David Chase Education Details
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University Of Miami School Of LawLaw -
Tulane UniversityEnglish Literature
Frequently Asked Questions about David Chase
What company does David Chase work for?
David Chase works for Sullivan, Rivero & Chase
What is David Chase's role at the current company?
David Chase's current role is Managing Partner, Law Firm of David R. Chase, P.A..
What is David Chase's email address?
David Chase's email address is da****@****law.com
What is David Chase's direct phone number?
David Chase's direct phone number is (954)-522*****
What schools did David Chase attend?
David Chase attended University Of Miami School Of Law, Tulane University.
What skills is David Chase known for?
David Chase has skills like Enforcement, Securities Litigation, Securities Law, Arbitration, Investigations, Securities, Securities Arbitration, White Collar Criminal Defense, Finra, Investment Advisory, Hedge Funds, Securities Regulation.
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