David Devine Acis Chartered Mcsi

David Devine Acis Chartered Mcsi Email and Phone Number

EMEA Risk and Compliance Director @ TMF Group
Luxembourg
David Devine Acis Chartered Mcsi's Location
Luxembourg, Luxembourg
David Devine Acis Chartered Mcsi's Contact Details

David Devine Acis Chartered Mcsi personal email

About David Devine Acis Chartered Mcsi

With nearly 20 years’ experience in the investor, asset, corporate and fund services industry within legal, corporate governance, compliance and regulatory analysis. Excellent practical multi-jurisdictional experience from the United Kingdom, Guernsey and Luxembourg.Currently responsible for overseeing risk and compliance matters throughout the EMEA region.

David Devine Acis Chartered Mcsi's Current Company Details
TMF Group

Tmf Group

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EMEA Risk and Compliance Director
Luxembourg
Website:
tmf-group.com
Employees:
10764
Company phone:
31 20 575 5600
Company email:
contact@tmf-group.com
David Devine Acis Chartered Mcsi Work Experience Details
  • Tmf Group
    Emea Risk And Compliance Director
    Tmf Group
    Luxembourg
  • Tmf Group
    Emea Risk & Compliance Director
    Tmf Group Oct 2022 - Present
    Amsterdam , North Holland, Nl
    • Responsible for the oversight risk & compliance matters throughout the EMEA region.• Oversee a team of risk and compliance professionals throughout the EMEA region.• Drive and oversee certain risk and compliance projects including drafting and reviewing compliance policies and procedures.
  • Tmf Group
    Head Of Risk & Compliance
    Tmf Group Feb 2019 - Sep 2023
    Amsterdam , North Holland, Nl
    • Responsible for the risk & compliance functions for TMF Luxembourg SA.• Manage a team 11.• Identify and monitor compliance risks and report to management and the respective Board of Directors.• Active member of several L3A, ALCO and ALFI working groups
  • Alter Domus
    Senior Compliance Manager
    Alter Domus Jun 2017 - Feb 2019
    Luxembourg, Lu
    • Responsible for the compliance function for Alter Domus Alternative Asset Fund Administration Sarl (ADAAFA) and Alter Domus Depositary Services Sarl (ADDS).• Develop and maintain group policies and procedures to ensure compliance with applicable laws and regulations.• Manage regulatory compliance initiatives and projects.• Monitor legislative and regulatory developments.• Directly manage a team of 2, as well as coach/train others in the wider team on regulatory and compliance matters.• Identify and monitor compliance risks and report to management and the Board of Directors of ADAAFA and ADDS.• Participate in the Alter Domus group “Global Client Acceptance Committee” (GCAC).• Active member of several ALFI working groups, including FATCA/CRS, Investor Protection (MiFID and PRIIPS) & AML.• Member of ALCO
  • International Financial Data Services (Ifds)
    Head Of Regulatory Analysis & Advisory
    International Financial Data Services (Ifds) May 2014 - May 2017
    Kansas City, Missouri, Us
    • Created and developed regulatory analyst role and manage a team of 2. • Support the Head of Compliance in re-enforcing the compliance and regulatory framework for the organisation.• Advise senior management and clients on all regulatory change, market updates and compliance matters.• Active member of several ALFI working groups, including FATCA/CRS, Target2Securities (T2S), MiFID and PRIIPS.• Respond to local and European regulatory and industry body consultation and discussion papers.• Lead regulatory change, covering investment funds domiciled in Luxembourg, Ireland, Channel Islands, Cayman Islands, British Virgin Islands and Bermuda. • Examples include leading the implementation of FATCA and CRS from a compliance and regulatory perspective.• Design and deliver technical regulatory training programmes.• Ensure new clients and products remain compliant with the relevant regulations and laws. • Maintain compliance registers.• Draft and implement compliance policies and procedures.• Act as Corporate Secretary at the Board of Director’s meetings.
  • International Financial Data Services (Ifds)
    Regulatory Analyst
    International Financial Data Services (Ifds) Dec 2012 - Apr 2014
    Kansas City, Missouri, Us
    • Provide technical advice to the business and its clients.• Analyse local and European regulatory changes and assess their impacts to the business and its clients• Respond to FCA and European regulatory and industry body consultation and discussion papers.• Attend and participate at industry bodies including Investment Association (formerly Investment Management Association).• Maintain compliance registers.• Draft and implement compliance policies and procedures.
  • Jtc Group
    Client Relationship Officer
    Jtc Group Oct 2009 - Nov 2012
    St Helier, Jersey, Gb
    Employed at Anson Group, a Guernsey based corporate and fund administration service provider which has since been acquired by JTC Group. Responsibilities included:• Manage a portfolio of clients and Funds in Private Equity and Real Estate.• Regulatory submissions to GFSC and CISX (Regulators).• Appointed as Director of the regulated entities of Anson Group.• Appointed as Deputy Money Laundering Reporting Officer of the regulated entities of Anson Group.• Project managed various Fund Restructures/Liquidations.
  • Ei Sturdza Investment Funds
    Fund Specialist - Legal & Compliance
    Ei Sturdza Investment Funds May 2009 - Sep 2009
    Guernsey, Guernsey, Gg
    • Provide legal and compliance advice to the business.• Reporting to GFSC and CISX (Regulators).• Preparation of monthly and quarterly reporting to key stakeholders. • Project managed 3 Fund Restructures and one Fund Launch.• Project managed the registration process of Funds in Germany, Switzerland and France.
  • Cromwell Property Group
    Company Secretary/Assistant Compliance Officer
    Cromwell Property Group Aug 2006 - Apr 2009
    Brisbane City, Queensland, Au
    Employed at Partnership Incorporations Limited, an UK based alternative investment fund administrator which was acquired by Valad Europe and then by Cromwell Property Group. Responsibilities included:• Review and approval of new clients, products and investors.• Development and maintenance of the monitoring programme and maintenance of the compliance registers.• Provide compliance training.• Reporting to FCA.• Act as Company Secretary for the company, its subsidiaries and a portfolio of investment funds managed by the company.• Supported the implementation of MiFID and CRD.• Undertaking compliance risk assessment and ICAAP preparation.
  • Bae Systems
    Contract Asssociate
    Bae Systems Aug 2004 - Aug 2006
    London, Gb
    • Provide Legal and Company Secretarial support to SPVs; accurate and efficient entry of all legal documents and contracts onto the corporate database.

David Devine Acis Chartered Mcsi Skills

Corporate Governance Investments Securities Banking Due Diligence Risk Management Asset Managment Equities Corporate Finance Governance Capital Markets Hedge Funds

David Devine Acis Chartered Mcsi Education Details

  • The University Of Manchester
    The University Of Manchester
    Risk & Compliance
  • Kingston University
    Kingston University
    Corporate Governance
  • University Of Lincoln
    University Of Lincoln
    Law

Frequently Asked Questions about David Devine Acis Chartered Mcsi

What company does David Devine Acis Chartered Mcsi work for?

David Devine Acis Chartered Mcsi works for Tmf Group

What is David Devine Acis Chartered Mcsi's role at the current company?

David Devine Acis Chartered Mcsi's current role is EMEA Risk and Compliance Director.

What is David Devine Acis Chartered Mcsi's email address?

David Devine Acis Chartered Mcsi's email address is la****@****ail.com

What schools did David Devine Acis Chartered Mcsi attend?

David Devine Acis Chartered Mcsi attended The University Of Manchester, Kingston University, University Of Lincoln.

What skills is David Devine Acis Chartered Mcsi known for?

David Devine Acis Chartered Mcsi has skills like Corporate Governance, Investments, Securities, Banking, Due Diligence, Risk Management, Asset Managment, Equities, Corporate Finance, Governance, Capital Markets, Hedge Funds.

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David Devine Acis Chartered Mcsi's colleagues are Catalina Burga, Desislava Mihaylova, Cíntia Oliveira, Maayan Krauss, Gabriela A., Abdelrahman Alsaba, Emma Hoang.

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