David Devine Acis Chartered Mcsi Email & Phone Number

Luxembourg

Amsterdam, North Holland, NL

• Responsible for the oversight risk & compliance matters throughout the EMEA region.
• Oversee a team of risk and compliance professionals throughout the EMEA region.
• Drive and oversee certain risk and compliance projects including drafting and reviewing compliance policies and procedures.

Amsterdam, North Holland, NL

• Responsible for the risk & compliance functions for TMF Luxembourg SA.
• Manage a team 11.
• Identify and monitor compliance risks and report to management and the respective Board of Directors.
• Active member of several L3A, ALCO and ALFI working groups

Luxembourg, LU

• Responsible for the compliance function for Alter Domus Alternative Asset Fund Administration Sarl (ADAAFA) and Alter Domus Depositary Services Sarl (ADDS).
• Develop and maintain group policies and procedures to ensure compliance with applicable laws and regulations.
• Manage regulatory compliance initiatives and projects.
• Monitor legislative and regulatory developments.
• Directly manage a team of 2, as well as coach/train others in the wider team on regulatory and compliance matters.
• Identify and monitor compliance risks and report to management and the Board of Directors of ADAAFA and ADDS.

Kansas City, Missouri, US

• Created and developed regulatory analyst role and manage a team of 2.
• Support the Head of Compliance in re-enforcing the compliance and regulatory framework for the organisation.
• Advise senior management and clients on all regulatory change, market updates and compliance matters.
• Active member of several ALFI working groups, including FATCA/CRS, Target2Securities (T2S), MiFID and PRIIPS.
• Respond to local and European regulatory and industry body consultation and discussion papers.
• Lead regulatory change, covering investment funds domiciled in Luxembourg, Ireland, Channel Islands, Cayman Islands, British Virgin Islands and Bermuda.

Kansas City, Missouri, US

• Provide technical advice to the business and its clients.
• Analyse local and European regulatory changes and assess their impacts to the business and its clients
• Respond to FCA and European regulatory and industry body consultation and discussion papers.
• Attend and participate at industry bodies including Investment Association (formerly Investment Management Association).
• Maintain compliance registers.
• Draft and implement compliance policies and procedures.

St Helier, Jersey, GB

• Employed at Anson Group, a Guernsey based corporate and fund administration service provider which has since been acquired by JTC Group. Responsibilities included:
• Manage a portfolio of clients and Funds in Private Equity and Real Estate.
• Regulatory submissions to GFSC and CISX (Regulators).
• Appointed as Director of the regulated entities of Anson Group.
• Appointed as Deputy Money Laundering Reporting Officer of the regulated entities of Anson Group.
• Project managed various Fund Restructures/Liquidations.

Guernsey, Guernsey, GG

• Provide legal and compliance advice to the business.
• Reporting to GFSC and CISX (Regulators).
• Preparation of monthly and quarterly reporting to key stakeholders.
• Project managed 3 Fund Restructures and one Fund Launch.
• Project managed the registration process of Funds in Germany, Switzerland and France.

Brisbane City, Queensland, AU

• Employed at Partnership Incorporations Limited, an UK based alternative investment fund administrator which was acquired by Valad Europe and then by Cromwell Property Group. Responsibilities included:
• Review and approval of new clients, products and investors.
• Development and maintenance of the monitoring programme and maintenance of the compliance registers.
• Provide compliance training.
• Reporting to FCA.
• Act as Company Secretary for the company, its subsidiaries and a portfolio of investment funds managed by the company.

London, GB

• Provide Legal and Company Secretarial support to SPVs; accurate and efficient entry of all legal documents and contracts onto the corporate database.

Professional Post-Graduate Diploma In Governance, Risk & Compliance

Ma, Corporate Governance

Llb (Hons), Law