David Doyle

David Doyle Email and Phone Number

Chief Compliance Officer - Plante Moran Financial Advisors @
David Doyle's Location
Troy, Michigan, United States, United States
David Doyle's Contact Details

David Doyle personal email

n/a

David Doyle phone numbers

About David Doyle

Accomplished legal and compliance professional with extensive experience implementing collaborative strategies that embrace a practical, business-centered focus. Adept at finding positive, ethics-focused solutions that enhance corporate sustainability.

David Doyle's Current Company Details
Plante Moran Financial Advisors

Plante Moran Financial Advisors

Chief Compliance Officer - Plante Moran Financial Advisors
David Doyle Work Experience Details
  • Plante Moran Financial Advisors
    Chief Compliance Officer
    Plante Moran Financial Advisors Sep 2018 - Present
  • Ljpr Financial Advisors
    Chief Compliance Officer
    Ljpr Financial Advisors Oct 2017 - Sep 2018
    Troy, Michigan, Us
    View
  • Lumen Legal
    Consultant
    Lumen Legal Sep 2016 - Sep 2017
    Troy, Mi, Us
    Consulting with a national financial services provider to review compliance program, identify and remediate gaps and revise compliance policies and procedures to ensure conformity with regulatory and enterprise requirements.
    View
  • Comerica Securities, Inc.
    Senior Vice-President & Chief Compliance Officer
    Comerica Securities, Inc. Aug 2010 - Sep 2016
    Responsible for the compliance and regulatory functions at broker dealer/investment adviser and affiliated insurance company subsidiaries of bank holding company. Led unit responsible for corporate risk function, operational and corporate governance, regulatory oversight, product management, training, privacy, capital markets compliance, trading and sales practice supervision, insurance, anti-money laundering, licensing and marketing review.
  • Ameriprise Financial Services, Inc.
    Vice President, Compliance
    Ameriprise Financial Services, Inc. Oct 2009 - Aug 2010
    Minneapolis, Mn, Us
    Successfully established and led a team to provide oversight to the newly created centralized supervisory organization, ensuring that they effectively discharged their supervisory duties.
    View
  • Ameriprise Advisor Services, Inc./H&R Block Financial Advisors, Inc.
    Vice President & Chief Compliance Officer
    Ameriprise Advisor Services, Inc./H&R Block Financial Advisors, Inc. Sep 2006 - Oct 2009
    Chief Compliance Officer for New York Stock Exchange member broker-dealer and SEC registered investment adviser.
  • H&R Block Financial Advisors, Inc.
    Associate General Counsel
    H&R Block Financial Advisors, Inc. Dec 1999 - Sep 2006
    Responsible for a broad range of daily and project-driven corporate legal activities, emphasizing the identification and reduction of business risks. Extensive experience in contract drafting, corporate governance, regulatory matters, arbitration and litigation management and department leadership.
  • H&R Block Financial Advisors, Inc./Olde Discount Corporation
    Corporate Counsel/Avp & Corporate Counsel/Assistant General Counsel
    H&R Block Financial Advisors, Inc./Olde Discount Corporation Sep 1994 - Dec 1999

David Doyle Skills

Securities Compliance Series 7 Alternative Investments Investment Advisory Series 63 Finra Financial Services Investment Management Equities Mutual Funds Retirement Planning Asset Allocation Risk Management Wealth Management Asset Management Due Diligence Financial Planning Bonds Securities Regulation Series 24 Investments Strategic Financial Planning Portfolio Management Aml Finance Fixed Income

David Doyle Education Details

  • Chicago-Kent College Of Law, Illinois Institute Of Technology
    Chicago-Kent College Of Law, Illinois Institute Of Technology
    Law
  • University Of Michigan
    University Of Michigan
    English

Frequently Asked Questions about David Doyle

What company does David Doyle work for?

David Doyle works for Plante Moran Financial Advisors

What is David Doyle's role at the current company?

David Doyle's current role is Chief Compliance Officer - Plante Moran Financial Advisors.

What is David Doyle's email address?

David Doyle's email address is do****@****ast.net

What is David Doyle's direct phone number?

David Doyle's direct phone number is (865) 925*****

What schools did David Doyle attend?

David Doyle attended Chicago-Kent College Of Law, Illinois Institute Of Technology, University Of Michigan.

What skills is David Doyle known for?

David Doyle has skills like Securities, Compliance, Series 7, Alternative Investments, Investment Advisory, Series 63, Finra, Financial Services, Investment Management, Equities, Mutual Funds, Retirement Planning.

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