David Stuart
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David Stuart Email & Phone Number

Compliance | Advisory | Consultancy | Non Executive Director
Location: Brentwood, England, United Kingdom 11 work roles
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Role
Compliance | Advisory | Consultancy | Non Executive Director
Location
Brentwood, England, United Kingdom

Who is David Stuart? Overview

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David Stuart is listed as Compliance | Advisory | Consultancy | Non Executive Director based in Brentwood, England, United Kingdom. AeroLeads shows a matched LinkedIn profile for David Stuart.

David Stuart previously worked as Head of Advisory & Deputy Head of Compliance at Daiwa Capital Markets Europe Ltd and Head, Compliance Advisory, Financial Markets, UK & Europe at Standard Chartered Bank.

Profile bio

About David Stuart

Seasoned Financial Services Professional with nearly 40 years of experience across first and second-line roles. Proven track record in leading and implementing regulatory change and compliance programs. Possesses in-depth knowledge of major European regulations, Corporate Governance, and Operational Risk Management.Highlights:Regulatory Expertise: Deep understanding of key UK and European financial regulations, ensuring adherence and effective implementation.Change Management: Proven ability to lead and execute complex regulatory change and compliance initiatives.Leadership & Management: Strong managerial and leadership skills, fostering high-performing teams and driving strategic objectives.Communication & Interpersonal Skills: Excellent verbal, written, and presentation skills, effectively communicating complex information to diverse audiences.Strategic Vision: Board-level experience actively shaping the strategic direction of a company, fostering a strong values-driven culture.Analytical & Detail-Oriented: Highly numerate with a meticulous approach, ensuring accuracy and efficiency in all endeavors.

11 roles

David Stuart work experience

A career timeline built from the work history available for this profile.

Head, Compliance Advisory, Financial Markets, Uk & Europe

London, England, United Kingdom

Nov 2021 - May 2022

Interim Head, Compliance Advisory, Financial Markets, Uk & Europe

London, England, United Kingdom

Aug 2019 - Oct 2021

Ed, Compliance Advisory - Fx, Rates, Credit & Prime Services

London, United Kingdom

Aug 2015 - Aug 2019

Cro

Forextime Ltd

London, United Kingdom

Jun 2013 - Sep 2014

New Business Development

London, United Kingdom

Feb 2013 - Oct 2013

Chief Operating Officer

Alpari (Uk) Ltd

London, United Kingdom

September 2006 – February 2009 Head of Dealing

Sep 2006 - Oct 2012

Senior Derivatives Trader

Schneider Trading Associates / Refco Trading Services

London, United Kingdom

Sep 2001 - Sep 2006

Associate Director - Financial Futures And Options

London, United Kingdom

Jul 1994 - Apr 2001
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What is David Stuart's role at their current company?

David Stuart is listed as Compliance | Advisory | Consultancy | Non Executive Director.

Where is David Stuart based?

David Stuart is based in Brentwood, England, United Kingdom.

What companies has David Stuart worked for?

David Stuart has worked for Daiwa Capital Markets Europe Ltd, Standard Chartered Bank, Sullivan Young Ltd, Forextime Ltd, and State Street Bank.

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