Seasoned Financial Services Professional with nearly 40 years of experience across first and second-line roles. Proven track record in leading and implementing regulatory change and compliance programs. Possesses in-depth knowledge of major European regulations, Corporate Governance, and Operational Risk Management.Highlights:Regulatory Expertise: Deep understanding of key UK and European financial regulations, ensuring adherence and effective implementation.Change Management: Proven ability to lead and execute complex regulatory change and compliance initiatives.Leadership & Management: Strong managerial and leadership skills, fostering high-performing teams and driving strategic objectives.Communication & Interpersonal Skills: Excellent verbal, written, and presentation skills, effectively communicating complex information to diverse audiences.Strategic Vision: Board-level experience actively shaping the strategic direction of a company, fostering a strong values-driven culture.Analytical & Detail-Oriented: Highly numerate with a meticulous approach, ensuring accuracy and efficiency in all endeavors.
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Head Of Advisory & Deputy Head Of ComplianceDaiwa Capital Markets Europe Ltd May 2022 - Oct 2023London, England, United Kingdom -
Head, Compliance Advisory, Financial Markets, Uk & EuropeStandard Chartered Bank Nov 2021 - May 2022London, England, United Kingdom -
Interim Head, Compliance Advisory, Financial Markets, Uk & EuropeStandard Chartered Bank Aug 2019 - Oct 2021London, England, United Kingdom -
Ed, Compliance Advisory - Fx, Rates, Credit & Prime ServicesStandard Chartered Bank Aug 2015 - Aug 2019London, United Kingdom -
Compliance Consultant - Financial MarketsStandard Chartered Bank Jan 2015 - Aug 2015London, United Kingdom -
Managing DirectorSullivan Young Ltd Feb 2013 - Aug 2015London, United Kingdom -
CroForextime Ltd Jun 2013 - Sep 2014London, United Kingdom
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New Business DevelopmentState Street Bank Feb 2013 - Oct 2013London, United Kingdom -
Chief Operating OfficerAlpari (Uk) Ltd Sep 2006 - Oct 2012London, United KingdomSeptember 2006 – February 2009 Head of Dealing
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Senior Derivatives TraderSchneider Trading Associates / Refco Trading Services Sep 2001 - Sep 2006London, United Kingdom
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Associate Director - Financial Futures And OptionsDeutsche Bank Jul 1994 - Apr 2001London, United Kingdom
Frequently Asked Questions about David Stuart
What is David Stuart's role at the current company?
David Stuart's current role is Compliance | Advisory | Consultancy | Non Executive Director.
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David Stuart
Dazn | Senior Insight Professional | Passionate About Data Driven Decision MakingWhitburn -
David Stuart
Greater London11hotmail.com, yahoo.com, rediffmail.com, hotmail.com, hotmail.com, yahoo.com, altavista.com, rediffmail.com, hotmail.com, axistwelve.com, axistwelve.com2 +448455XXXXXX
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David Stuart
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1yahoo.co.uk
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3qtel.com.qa, vimpelcom.com, telco.in
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