David Gillaspy

David Gillaspy Email and Phone Number

Senior Advisor, Supervision-Specialized Products @ Raymond James
San Diego, CA, US
David Gillaspy's Location
San Diego, California, United States, United States
David Gillaspy's Contact Details

David Gillaspy work email

David Gillaspy personal email

David Gillaspy phone numbers

About David Gillaspy

Supervising Principal, 9+ years experience, fiduciary and best interest standards, suitability trade review, options, alternative investment and structured investment supervision, advisor surveillance, complex products senior advisor in supervision. Compliance Analyst, 2+ years experience. Compliance experience in branch audits, advertising review, email and Rep trading account review, helping the Director of Compliance develop compliance guidelines and procedures and maintain records for stock and bond broker/dealer and investment advisor.Financial Consultant / Financial Advisor, 15+ years experience.FINRA Series 7, 4, 3, 53, 63, 66, 24CA license #OD52480 resident life, health, variable products, long-term careCA license #01928081 real estate salespersonAAMS®

David Gillaspy's Current Company Details
Raymond James

Raymond James

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Senior Advisor, Supervision-Specialized Products
San Diego, CA, US
Website:
raymondjames.com
Employees:
18734
David Gillaspy Work Experience Details
  • Raymond James
    Senior Advisor, Supervision-Specialized Products
    Raymond James
    San Diego, Ca, Us
    View
  • Raymond James
    Senior Complex Products Advisor
    Raymond James Mar 2022 - Present
    United States
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  • Madison Avenue Securities
    Supervising Principal
    Madison Avenue Securities Dec 2015 - Mar 2022
    Eastern Region
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  • Madison Avenue Securities
    Finra Compliance Analyst
    Madison Avenue Securities Apr 2013 - Dec 2015
    View
  • Financial Consultant
    Financial Advisor
    Financial Consultant Aug 1997 - Apr 2013

David Gillaspy Skills

Finra Investments Financial Advisory Financial Planning Licensed Ca Realtor Customer Service Leadership Strategic Planning Series 7 Finance Management Marketing Team Building Sales Microsoft Office Insurance Retirement Planning Training Life Insurance Risk Management New Business Development Long Term Care

David Gillaspy Education Details

Frequently Asked Questions about David Gillaspy

What company does David Gillaspy work for?

David Gillaspy works for Raymond James

What is David Gillaspy's role at the current company?

David Gillaspy's current role is Senior Advisor, Supervision-Specialized Products.

What is David Gillaspy's email address?

David Gillaspy's email address is dg****@****-bd.com

What is David Gillaspy's direct phone number?

David Gillaspy's direct phone number is +185820*****

What schools did David Gillaspy attend?

David Gillaspy attended The University Of Texas At Arlington.

What are some of David Gillaspy's interests?

David Gillaspy has interest in Social Services.

What skills is David Gillaspy known for?

David Gillaspy has skills like Finra, Investments, Financial Advisory, Financial Planning, Licensed Ca Realtor, Customer Service, Leadership, Strategic Planning, Series 7, Finance, Management, Marketing.

Who are David Gillaspy's colleagues?

David Gillaspy's colleagues are Ron Mangarelli, Kevin Rea, Marie-Eve Saint-Jean, Grace Jacobsen, Joseph Helmy, Brian Nestor, Steve Voss, Cpa.

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