David Grey Email & Phone Number

North Sydney, New South Wales, AU

Roma, IT

• I was Managing Director and Company Secretary for 3 years for a cloud based automated technology provider with Australian and International clientele which I undertook the following activities for the rebuild of a.
• Oversight of the implementation for listing on the ASX, including due diligence, prospectus preparation and was a due diligence committee member.
• Rebuild of target company’s sales process, revision of old pricing models, review product line differentiation.
• Complete rebuild of the target company’s accounting process, systems and financial information to produce auditable financial records and review of accounting treatment to increase profitability by over 45% to EBITDA.
• Lead discussions with Canadian Housing Authority to obtain government approval and client approval winning the target its largest contract and revenue outcome.
• Undertook development of governance policies, brand, capital raise and presentations to market participants with all investors committed for IPO before corona virus 19 event.

I was the founding shareholder and an executive director and company secretary within "AXS" Group for the specific purpose of assisting clients in financial services to improve their back office processes and reduce costs. I have a keen interest in cloud based disruptive technology in financial services and block chain strategies and the automation of.

I was initially a primary shareholder funding this start up with my responsibilities developing to include the overall strategy and management of funds, operations, governance, personnel to ensure business growth. I was a key person on the AFS licence and a responsible executive for custody, stock trading, administration. I was a member of the compliance.

AU

I have involved in the governance, legal and executive management of over 5 business divisions including its ASX listing. During my time, as a executive was involved in the design and development of over 80 products, responsible executive of the trading floor, software implementation and reporting on the wrap software platform for AWM products. I was.

Sydney, NSW, AU

This role included restructure of a trustee business to a modern fund manager including product revamp and design.

Sydney, New South Wales, AU

This role encompassed all legal and compliance services for the fund, management and financial planning and treasury/investment services. The financial planning arm and stockbroker Bridges Financial Services Pty Limited and Questor Financial Services Limited was separated out under a restructure I was involved to form the wealth management arm of CUSCAL.

Sydney, New South Wales, AU

Restructure of the corporate funds in superannuation division including the following:Lead IT team and project teams for the changes to Galaxy software Legal, risk and compliance work and lead compliance team of 12 staff and support staff, superannuation work and advice. Deal with external solicitors, senior management, and clients.Management review.

• I was originally employed as a trained as a trainee accountant and later senior manager and department head for companies, such as Allen Taylor (now part of Boral Limited), Texas Instruments, AWA,* and AM Corporation.
• Superannuation work
• Technical advice work
• Compliance work
• Accounting/ Administration
• General accounting

Master Of Laws (Ll.M.), Banking, Corporate, Finance, And Securities Law

Bachelor Of Laws (Ll.B.), Banking, Corporate, Finance, And Securities Law