David H. Martens, Cpa Email and Phone Number
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Summary:Currently at Gartner performing research and advisory services mostly in enterprise and audit risk management disciplines. Executive with over 30 years of experience in enterprise risk management, assurance, and governance and reporting to Boards as Chief Risk Officer, Chief Credit Officer, Compliance Officer, and Audit Executive of regulated financial institutions. Also, Certified Public Accountant, Certified Financial Services Auditor, Certified Financial Planner and a Registered Bank Examiner, Supervisory Agent, and Chief Accountant at financial institution regulator in Washington D.C. with responsibility for national examinations, policy and enforcement. Served as expert banking witness for DOJ in Federal District Court trials.dcmartens@comcast.net | 415-699-7975Competencies:Enterprise Risk; Audit; Risk Assessment and Assurance; Accounting; Financial Reporting; Corporate Finance; Corporate Finance, Credit Risk; Credit Analysis, Derivatives Risk; Investments Risks; Market Risk; Model Risk; Operations Risk; Liquidity Risk; Compliance Risk; Regulatory Risk; Information Technology Risk; Strategic Risk; Corporate Governance, Board Policies and Governance; Organization Health, Leadership, Management, Business Processes, Operations Risk Management, Business Process Improvement, Vendor ManagementProfessional Experience:Vantage West: Governance, Enterprise Risk, and Compliance OfficerFHLBSF: Chief Risk Officer, Chief Credit and Collateral Officer, Director of Internal Audit and Enterprise AssuranceOffice of Thrift Supervision, Federal Home Loan Bank Board (Washington DC): Chief Accountant and Supervisory AgentErnst and Young: Audit Manager
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Senior Director Analyst: Research And Advisory Assurance Group / Audit Risk GroupGartner Apr 2022 - PresentStamford, Ct, UsProvide actionable and objective insights to help clients achieve mission critical priorities and to build successful organizations. Consulting topics include: ERM, Governance and Compliance Program Management; Operationalize Risk Appetite; Risk Assessment Methodologies and RCSAs; Financial Risks, Operations Risk, ERM Technology and Analytics, Model Governance and Validation, Emerging Risks Assessments and Reporting; Safety and Soundness and Enterprise Risk Profile; ERM Stakeholders; ERM Examination Practices; Aligning Assurance Roles Across Enterprise.
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Governance, Enterprise Risk And Compliance OfficerVantage West Credit Union Oct 2018 - Feb 2021Tucson, Arizona, Us• Created and implemented the Credit Union’s risk framework, risk programs – Enterprise Risk Management and Compliance – and related governance processes, mechanisms, and relations.• Advised enterprise regarding risk issues and primary support to the Chair of the Risk Oversight Committee, and created Committee charter, enterprise risk appetite statement, governance and enterprise risk management roadmaps, corporate and Board policies, and risk assessment methodology that included operations excellence and member experience. • Supported a positive culture of integrity for an effective Ethics and Compliance Program.• Created initiatives to address information security risks and pandemic risks.• Created and responsible for the Compliance and BSA/OFAC Management Programs.• Created and implemented compliance risk assessment methodology at the department and enterprise-level. Methodology supports alignment of people, processes, and systems, and the level of monitoring, and reporting with the materiality of key compliance obligations.• Created and responsible for compliance change management program that provides assurance that new regulatory requirements are identified and implemented, and that potential compliance issues from changes to the business, products and services are addressed. Responsible for compliance incident procedures. • Monitored regulations, fraud and complaint and other incidents, and enterprise performance for emerging issues, operations issues, and other potentially adverse patterns in order to support timely resolution of compliance risks. -
Chief Risk OfficerFhlbsf 2010 - 2017San Francisco, California, Us• Created Chief Risk Officer role and built risk function, achieving ‘second line of defense’ with a solid reporting line to the Board. Designed role and governance structure for the new Board Risk Committee and management Enterprise Risk Committee• Designed and implemented the risk disciplines within the Risk Division that included credit and collateral risk, market and interest rate risk, financial asset pricing models and risk, stress testing methodologies and model process and risk, liquidity risk, capital risk, operations and compliance risk, information security risk, model validation and risk, regulatory and reputation risk• Developed and implemented enterprise risk management framework. Prepared all Board and management risk policies, established risk appetite and thresholds, and collaborated with business, building capabilities to comply with policies and to identify, measure and monitor risks, and report on enterprise risk profile.• Developed and supported business to implement common risk assessment and change management methodologies applied across the Bank. Reported on the enterprise risk profile and performance metrics to the Risk Committee and managed or monitored other risk functions across the Bank (including new activities, initiatives, products, and strategies). Provided assurance to the Risk Committee, ensuring the enterprise risk profile was within the risk appetite and risk tolerances established by the Board.• Partnered with risk owners to understand the inherent risk in business strategies and processes and to collaboratively develop strategies, achieving desired risk profile• Measured and reported to Board on enterprise risk profile and influenced corporate response to emerging issues, regulatory developments, business initiatives, and related change management processes -
Senior Vp, Internal Audit And Enterprise Risk AssuranceFhlbsf 2009 - 2010San Francisco, California, Us• Responsible for Internal Audit function, enterprise risk assurance, and reported to the Audit Committee of the Board • Created an enterprise risk assurance function (enterprise risk management functions that did not create independence issues were moved into Internal Audit including model and spreadsheet validation program, operations and compliance risk assurance, enterprise risk assessments, and SOX certification process) • Reshaped Internal Audit to incorporate enterprise risk management concepts and objectives into risk assessments and internal audit scopes to address governance, market, credit, operations and compliance risk objectives in each business process
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Senior Vp, Chief Credit Officer And Enterprise Risk ManagementFhlbsf 1998 - 2009San Francisco, California, Us• Chief Credit Officer responsible for secured and unsecured credit, investment, collateral and derivative risk management• Initially created credit and collateral risk framework to bring disciplined and analytic based decision-making. Redesigned and implemented credit and collateral risk frameworks and pricing models preceding the credit crisis. Such tools were used to prevent losses on secured and unsecured loans and enabled the Bank to support stressed members while demonstrating that advances were fully collateralized and to make relevant financial statement assertions in SEC filings. During this period, the collateral pool was composed of about $300 billion of illiquid Alt A and Option ARM and second residential mortgages. Avoided unsecured credit loss from Lehman Brothers of $500 million by eliminating credit limit and fully collateralizing derivative exposures.• Designed credit risk framework for the acquisition of private residential MBS which limited the risk profile of purchases and required the Bank to obtain additional credit enhancement senior to AAA tranches for purchases beginning in 2004. These combined steps reduced credit losses by at least four billion dollars after 2007. The credit risk framework and personal deposition contributed to private residential MBS settlements from broker dealers approaching a billion dollars. • Worked with FDIC to support or resolve stressed institutions during the credit crisis. Determined how to convert FDIC Loss Sharing Agreements into a liquid financial instrument which enabled the Bank to make advances collateralized by loss share agreements to fund FDIC assisted bank resolutions. Managed and recovered a $12 billion-dollar credit exposure to IndyMac during FDIC Conservatorship when collateral values declined 50 percent and more.• Designed the Bank’s other than temporary impairment methodology (OTTI), and redesigned the mortgage security pricing and loss allowance methodologies in response to market challenges
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Director Of Audit (Chief Audit Executive)Fhlbsf 1996 - 1998San Francisco, California, Us• Created a capital markets audit function and restructured the internal audit function to examine market, credit and liquidity risk, business process risk, and information technology risk in addition to financial reporting and compliance issues • Provided process reengineering assistance to business units including credit and collateral, controller function, information systems, and operations• Developed resources, monitoring and reporting quarterly to the Audit Committee regarding the market, credit and liquidity risk management and risk profile of the Bank
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Chief Accountant (Senior Policy And Examination)Federal Home Loan Bank Board And System, Freddiemac And Office Of Thrift Supervision 1988 - 1996• Responsibilities as Chief Accountant included national application of GAAP, financial reporting, and independent audit requirements for savings & loan and banking industry and regulatory responsibility as Chief Accountant for all S&L Holding Company SEC filings and regulations • Responsibilities included development of regulations, examination practices, and safety and soundness policies that impacted financial institution operations, profitability, regulatory capital, and capital market activities • Participated in examination of capital markets activities, asset classifications, financial and operating internal controls, mortgage banking, and other at savings & loans• Supported examinations in determining solvency and risk mitigation strategies • Worked with the FASB, SEC, AICPA, OCC, FDIC, FRB, accounting firms and industry trade groups on emerging banking issues • Chaired and coordinated FFIEC examination and financial reporting projects with other banking regulators• As Chief Accountant, implemented provisions in Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (FIRREA) and Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA) including changes to industry accounting, regulatory reporting, and regulatory capital requirements • Participated in resolving troubled savings & loans, and in enforcement actions against independent accountants, law firms and savings & loan directors • Evaluated viability of savings & loans, and examined financial assets, loans and real estate development transactions for safe and sound underwriting, accounting, and asset valuations • Conducted depositions and was deposed as an accounting and regulatory expert in a number of high profile cases
David H. Martens, Cpa Skills
David H. Martens, Cpa Education Details
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The George Washington UniversityCorporate Finance And Financial Engineering -
Miami UniversityAccounting And Finance
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The Wharton SchoolAdvanced Risk Management Program
Frequently Asked Questions about David H. Martens, Cpa
What company does David H. Martens, Cpa work for?
David H. Martens, Cpa works for Gartner
What is David H. Martens, Cpa's role at the current company?
David H. Martens, Cpa's current role is Governance, Enterprise Risk, Risk Management, Compliance, and Audit Officer.
What is David H. Martens, Cpa's email address?
David H. Martens, Cpa's email address is dc****@****ast.net
What is David H. Martens, Cpa's direct phone number?
David H. Martens, Cpa's direct phone number is +141561*****
What schools did David H. Martens, Cpa attend?
David H. Martens, Cpa attended The George Washington University, Miami University, The Wharton School.
What skills is David H. Martens, Cpa known for?
David H. Martens, Cpa has skills like Enterprise Risk Management, Audit, Risk, Executive Management, Executive Reporting, Credit Risk Management, Audit Director, Independent Public Accounting.
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