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@usaa.com
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3 phones found area 210
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LinkedIn matched
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David H. Smith is listed as Compliance Professional with Extensive Experience as a Broker-Dealer Chief Compliance Officer based in San Antonio, Texas, United States. AeroLeads shows a work email signal at usaa.com, phone signal with area code 210, and a matched LinkedIn profile for David H. Smith.
David H. Smith previously worked as Broker-Dealer Chief Compliance Officer at Usaa and VP Compliance at Ameriprise Financial. David H. Smith holds Ab, Government from Cornell University.
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AeroLeads found 2 current-domain work email signals for David H. Smith. Compare company email patterns before reaching out.
Collaborative, forward-thinking compliance professional with 19+ years experience managing broker-dealer compliance programs in multi-line financial services organizations.
Listed skills include Financial Services, Risk Management, Investments, Mutual Funds, and 5 others.
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San Antonio, TX
Chief Compliance Officer and AML Compliance Officer for 2 broker-dealers, consisting of about 2,100 FINRA-registered and associated employees and up to 42 branch offices. Responsibilities included leading a first-rate team of professionals who successfully interacted with executive management on the implementation of new rules and regulations, collaborated.
Minneapolis, MN
Created and led a compliance organization of about 30 employees, many of whom worked remotely. This organization provided compliance oversight of the managers who were supervising the insurance, investment and financial planning sales activities of 10,000+ financial planners located in branch offices throughout the country.
Obtained at Boston University's London campus
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David H. Smith is listed as Compliance Professional with Extensive Experience as a Broker-Dealer Chief Compliance Officer.
AeroLeads has found 2 work email signals at @usaa.com for David H. Smith.
AeroLeads has found 3 phone signal(s) with area code 210 for David H. Smith.
David H. Smith is based in San Antonio, Texas, United States.
David H. Smith has worked for Usaa and Ameriprise Financial.
You can use AeroLeads to view verified contact signals for David H. Smith, including work email, phone, and LinkedIn data when available.
David H. Smith holds Ab, Government from Cornell University.
David H. Smith is listed with skills including Financial Services, Risk Management, Investments, Mutual Funds, Financial Planning, Management, Securities, and Anti Money Laundering.
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