Director, Surveillance Strategy, Global Compliance And Operational Risk
Current
Sep 2022 - Present
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David K. Email & Phone Number
Market Surveillance/Compliance - Functional, Technical and Business Development
at
Bank of America
LinkedIn matched
✓ Verified Jun 2026
3 data sources
Profile completeness 86%
Current company
Role
Market Surveillance/Compliance - Functional, Technical and Business Development
Location
Hong Kong, Hong Kong SAR, Hong Kong
Company size
Who is David K.? Overview
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Quick answer
David K. is listed as Market Surveillance/Compliance - Functional, Technical and Business Development at Bank of America, a company with 250057 employees, based in Hong Kong, Hong Kong SAR, Hong Kong. AeroLeads shows a matched LinkedIn profile for David K..
David K. previously worked as Director, Surveillance Strategy, Global Compliance and Operational Risk at Bank Of America and Head of Nasdaq Market Surveillance (SMARTS) APAC at Nasdaq. David K. holds Bachelor Of Science - Computer Science from Unsw.
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Bank of America
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Profile bio
About David K.
Market Surveillance Expert - Functional, Technical and Business Development
Current workplace
David K.'s current company
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Bank Of America
7 roles
David K. work experience
A career timeline built from the work history available for this profile.
Head Of Nasdaq Market Surveillance (Smarts) Apac
- Managing customers and business development of APAC exchanges and regulators including HKEX/SFC, SGX/MAS, BMB/SC, IDX/OJK, NZX/FMA and others in total 23 customers- Key achievement in this role adding 12 new customers including greenfield projects for central securities depository, central bank fixed income and digital asset exchanges - Surveillance.
Sep 2015 - Sep 2022
Business Analyst - Smarts Market Surveillance
- Responsible for customer solution data mapping, alerts/reports recommendations, documentation, user training, internal/external testing, alerts calibration/configuration and debugging/diagnosis- Experienced in FIX Protocol and proprietary format data mapping- Responsible for foundation of NMS/SMARTS standard alerts/reports catalogue - Design and.
Mar 2010 - Sep 2015
Software Developer - Smarts Alerts And Reports
- Developer and tester of real-time algorithms for detection of unusual market behaviors - Quarterly (2009-2012) on-site consultation to US Exchange (equities and options) on surveillance of high frequency trading - assisting the customer in gaining approval for starting options market and developed first generation layering/spoofing alerts resulting to.
Apr 2008 - Mar 2010
University Tutor
Unsw School Of Computer Science And Engineering
Jan 2007 - Dec 2008
Unsw Student Recruitment
Jan 2006 - Dec 2008
Analyst Consultant
Dec 2006 - Nov 2007
Team & coworkers
Colleagues at Bank of America
Other employees you can reach at bankofamerica.com. View company contacts for 250057 employees →
JM
Jouri Mccoy
Colleague at Bank Of AmericaUnited States, United States
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JC
Joritel Cañezares
Colleague at Bank Of AmericaNational Capital Region, Philippines, Philippines
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FW
Frenchie Watkins
Colleague at Bank Of AmericaCumming, Georgia, United States, United States
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LH
Liu Hui
Colleague at Bank Of AmericaSingapore, Singapore
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SW
Sophia Westmoreland
Colleague at Bank Of AmericaDallas-Fort Worth Metroplex, United States
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TM
Thomas Mendoza
Colleague at Bank Of AmericaCovina, California, United States, United States
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SM
Sunilkumar Mishra
Colleague at Bank Of AmericaAhmedabad, Gujarat, India, India
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MA
Md Amin
Colleague at Bank Of AmericaNew York, New York, United States, United States
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VT
Veronica Tamayo
Colleague at Bank Of AmericaUnited States, United States
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HY
Hesti Yustika
Colleague at Bank Of AmericaJakarta, Indonesia, Indonesia
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Jouri Mccoy
Colleague at Bank Of AmericaUnited States, United States
View →
JC
Joritel Cañezares
Colleague at Bank Of AmericaNational Capital Region, Philippines, Philippines
View →
FW
Frenchie Watkins
Colleague at Bank Of AmericaCumming, Georgia, United States, United States
View →
LH
Liu Hui
Colleague at Bank Of AmericaSingapore, Singapore
View →
SW
Sophia Westmoreland
Colleague at Bank Of AmericaDallas-Fort Worth Metroplex, United States
View →
TM
Thomas Mendoza
Colleague at Bank Of AmericaCovina, California, United States, United States
View →
SM
Sunilkumar Mishra
Colleague at Bank Of AmericaAhmedabad, Gujarat, India, India
View →
MA
Md Amin
Colleague at Bank Of AmericaNew York, New York, United States, United States
View →
VT
Veronica Tamayo
Colleague at Bank Of AmericaUnited States, United States
View →
HY
Hesti Yustika
Colleague at Bank Of AmericaJakarta, Indonesia, Indonesia
View →
2 education records
David K. education
FAQ
Frequently asked questions about David K.
Quick answers generated from the profile data available on this page.
What company does David K. work for?
David K. works for Bank of America.
What is David K.'s role at Bank of America?
David K. is listed as Market Surveillance/Compliance - Functional, Technical and Business Development at Bank of America.
Where is David K. based?
David K. is based in Hong Kong, Hong Kong SAR, Hong Kong while working with Bank of America.
What companies has David K. worked for?
David K. has worked for Bank Of America, Nasdaq, Unsw School Of Computer Science And Engineering, Unsw, and Accenture.
Who are David K.'s colleagues at Bank of America?
David K.'s colleagues at Bank of America include Jouri Mccoy, Joritel Cañezares, Frenchie Watkins, Liu Hui, and Sophia Westmoreland.
How can I contact David K.?
You can use AeroLeads to view verified contact signals for David K. at Bank of America, including work email, phone, and LinkedIn data when available.
What schools did David K. attend?
David K. holds Bachelor Of Science - Computer Science from Unsw.
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