David Macinnis Email & Phone Number

Boston, Massachusetts, United States

Toronto, Ontario, Ca

Responsible for ensuring an effective compliance program across all business lines of the John Hancock Retirement business. Also the Chief Compliance Officer for the John Hancock Trust Company, a New Hampshire based non-depository trust company.

Toronto, Ontario, Ca

Responsible for the global regulatory compliance framework within the wealth and asset management segment of Manulife, including the coordination of advocacy with industry groups, and facilitating the development of corresponding polices.

Toronto, Ontario, Ca

Global head for ensuring that the company has an appropriate global compliance program for its derivatives activities and their use with products offered by Manulife Asset Management (Public and Private Markets) and with General Account investments.

Toronto, Ontario, Ca

Responsible for ensuring that the Company has an appropriate global compliance program for its derivatives activities and their use with products offered by Manulife Investment Management (Public and Private Markets) and the General Account Investments.

Responsible for establing a compliance oversight program to comply with international derivative regulations. Primarily focused on Title VII of the Dodd-Frank Act and similar G-20 regulatory reform efforts. Tasked with managing a Swap Dealer Compliance Manual, writing a CCO Annual Report, and the full build out of a global controls and testing program.

Broker-dealer Compliance Officer focused on fixed income trading, research distribution, advertising & sales literature review, compliance manual and branch reviews.

Held a variety of roles in support of the company's IRC 529 college savings plans.

Provided front line support to 401(k) plan participants in the processing of investment changes, distributions, etc. as well as trading equities through the self managed brokerage account window.

J.D., Law

B.A., International Relations